DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Thomas Gill

LPL Financial LLCBD affiliatedMonroe, Ct dual registrantIAPD 4546628

Certified Financial Planner

Feed of 09/15/2026

Also filed as Michael Thomas Gill

At current firm

2 y

since Jan 3, 2024

In the industry

24 y

since Jul 10, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jan 3, 2024 · Monroe, Ct
Osaic Wealth, Inc. BD affiliated
Oct 18, 2023 to Dec 22, 2023 · Scottsdale, Az
LPL Financial LLC BD affiliated
Feb 5, 2021 to Oct 19, 2023 · Fort Mill, Sc
B. Riley Wealth Advisors, Inc. BD affiliated
Jan 15, 2019 to Feb 2, 2021 · New York, Ny
United Advisors Services, LLC former
Apr 20, 2018 to Dec 31, 2018 · New York, Ny
United Advisors former
Nov 22, 2012 to Jan 31, 2019 · New York, Ny
Cetera Investment Advisers LLC BD affiliated
Jan 11, 2007 to Oct 10, 2012 · Stamford, Ct
Touchstone Advisors Inc asset manager
Dec 20, 2005 to Dec 20, 2006 · Cincinnati, Oh
Msi Financial Services, Inc. former
Nov 20, 2002 to Jun 20, 2003 · Trumbull, Ct
Waddell & Reed former
Jul 29, 2002 to Oct 31, 2002 · North Haven , Ct

Moves

a registration end followed by a registration begin elsewhere

Osaic Wealth, Inc. to LPL Financial LLC
left Dec 22, 2023, registered Jan 3, 2024 (12 days) · Affiliated broker-dealer or bank to another · moved with a team
LPL Financial LLC to Osaic Wealth, Inc.
left Oct 19, 2023, registered Oct 18, 2023 (-1 days) · Affiliated broker-dealer or bank to another
B. Riley Wealth Advisors, Inc. to LPL Financial LLC
left Feb 2, 2021, registered Feb 5, 2021 (3 days) · Affiliated broker-dealer or bank to another
United Advisors to United Advisors Services, LLC
left Jan 31, 2019, registered Apr 20, 2018 (-286 days) · channel change inside one enterprise, not a move
United Advisors Services, LLC to B. Riley Wealth Advisors, Inc.
left Dec 31, 2018, registered Jan 15, 2019 (15 days) · RIA to affiliated broker-dealer or bank
Cetera Investment Advisers LLC to United Advisors
left Oct 10, 2012, registered Nov 22, 2012 (43 days) · Other
Touchstone Advisors Inc to Cetera Investment Advisers LLC
left Dec 20, 2006, registered Jan 11, 2007 (22 days) · Other
Msi Financial Services, Inc. to Touchstone Advisors Inc
left Jun 20, 2003, registered Dec 20, 2005 (914 days) · Other
Waddell & Reed to Msi Financial Services, Inc.
left Oct 31, 2002, registered Nov 20, 2002 (20 days) · Other

Signals

Michael Thomas Gill left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2024-01-03)
Dec 22, 2023 · Advisor changed firm · fact
Michael Thomas Gill left Lpl Financial Llc for Osaic Wealth, Inc. (registered 2023-10-18)
Oct 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address