DFX Intelligence

N••••••• A• T••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner17 years in industry

N••••••• A• T••••

Advisor at G••••••• W•••••

PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Sep 22, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 16, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• W•••••	State registered	Mar 25, 2026	n/a	yes	PLYMOUTH, MN	Current employment
G••••••• W•••••	State registered	Jul 28, 2021	Dec 31, 2025	no	PLYMOUTH, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• I••••••••• A••••••• L••	G••••••• W•••••	May 18, 2023	Jul 28, 2021	-659	Firm change after gap	RIA to state RIA
T•• M••••• G••••• L••	O••••• I••••••••• A••••••• L••	Jun 24, 2021	Jul 12, 2021

Relationships

Registered with (7)

→ G••••••• W•••••Registered adviserregistration: previous registration
Jul 28, 2021 to Dec 31, 2025factForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 12, 2021 to May 18, 2023factForm ADV
→ T•• M••••• G••••• L••Registered adviserregistration: previous registration
May 17, 2019 to Jun 24, 2021factForm ADV
→ B•••••••• W••••• M••••••••• L••

Dated events

Order

Occurred
18 May 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 22, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.