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CRD 21572
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| TIMOTHY THOMAS BURDICK | Chartered Financial Analyst | CHICAGO, IL | Gallatin, TN | 6 | 26 | n/a | no |
| AIMEE ROSE O'CONNOR | Certified Financial Planner | CHICAGO, IL | 6 | 19 | n/a | no |
| LAUREN CHRISTINE CELLUCCI | n/a | CHICAGO, IL | West Chester, PA | 2 | 13 | 1 | no |
| Ryan Patrick Tracy | Certified Financial Planner | DENVER, CO | CHICAGO, IL | 0 | 13 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KELLOGG, NATHANIEL | President | Na | yes | 01/2021 | Mar 26, 2021 | Aug 28, 2024 |
| WRUBEL, BRIAN, MITCHELL | CHIEF EXECUTIVE OFFICER | B | yes | 07/1997 | Mar 30, 2012 | Aug 28, 2024 |
| BURDICK, TIMOTHY, THOMAS | MANAGING DIRECTOR | A | no | 01/2006 | Mar 30, 2012 | Aug 28, 2024 |
| CHRISTENSON, BRETT, ALLEN | MANAGING DIRECTOR | A | no | 01/2005 | Mar 30, 2012 | Aug 28, 2024 |
| PAYNE, LINSEY, SCHOEMEHL | CHIEF COMPLIANCE OFFICER / MANAGING PARTNER | Na | no | 08/2021 | Aug 6, 2021 | Aug 28, 2024 |
| SALEMY, THOMAS, A | MANAGING DIRECTOR | A | no | 01/2019 | Mar 29, 2019 | Aug 28, 2024 |
| SMITH, DAVID, HARRISON | MANAGING DIRECTOR | A | no | 01/2014 | Mar 24, 2023 | Aug 28, 2024 |
| WESNER, JAMES, R | MANAGING DIRECTOR | A | no | 01/2014 | Mar 24, 2023 | Aug 28, 2024 |
| ZARATE, MIGUEL, ANGEL | MANAGING DIRECTOR / CHIEF OPERATING OFFICER | A | no | 01/2019 | Mar 29, 2019 | Aug 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PEIRCE PARK GROUP INC. | n/a | Institutional manager | $316M | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| WEST CHESTER | Pa | United States | 16 | no |
| Milwaukee | Wi | United States | 6 | no |
| ST. LOUIS | Mo | United States | 4 | no |
| Lutherville | Md | United States | 3 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $47B | $30B | 147 | 64 | 8 | n/a | n/a |
| 2024 | Mar 26, 2025 | $36B | $26B | 140 | 57 | 6 | n/a | n/a |
| 2023 | Mar 27, 2024 | $23B | $15B | 132 | 52 | 7 | n/a | n/a |
| 2022 | Mar 24, 2023 | $13B | $13B | 137 | 57 | 6 | n/a | n/a |
| 2021 | Mar 25, 2022 | $13B | $13B | 116 | 53 | 6 | n/a | n/a |
| 2020 | Mar 26, 2021 | $10B | $10B | 110 | 55 | 4 | n/a | n/a |
| 2019 | Mar 30, 2020 | $7.1B | $7.1B | 98 | 50 | 4 | n/a | n/a |
| 2018 | Mar 29, 2019 | $4.3B | $4.3B | 94 | 45 | 4 | n/a | n/a |
| 2017 | Mar 28, 2018 | $4.1B | $4.1B | 92 | 30 | 3 | n/a | n/a |
| 2016 | Mar 29, 2017 | $132B | $6.3B | 70 | 29 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $111B | $6.4B | 70 | 29 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $113B | $3.5B | 56 | 29 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $96B | $93B | 53 | 29 | n/a | n/a | n/a |
| 2012 | Mar 27, 2013 | $80B | $1.6B | 44 | 20 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $71B | $0 | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $47B | $36B | 32.3% | $13B | 52.4% | 147 | 140 | 8 | 6 |