DFX Intelligence

R••• P•••••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

R••• P•••••• T••••

Advisor at M•••••••• A••••••••• I•••

DENVER, CO | CHICAGO, IL

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Search this name across graphsid dfx:ria:476f6983-c529-9734-455f-28807670f8ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••••• A••••••••• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••••• A••••••••• I•••	Other adviser	Jan 1, 2026	n/a	yes	CHICAGO, IL\|DENVER, CO	Current employment
F•••••••• A••••••• L••	Mixed wealth	May 14, 2018	Apr 19, 2022	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A••••••• L••	M•••••••• A••••••••• I•••	Apr 19, 2022	Jan 1, 2026	1,353	Firm change after gap	Other
C• A••••••• S•••••••	F•••••••• A••••••• L••	Mar 28, 2017	May 14, 2018

Relationships

Registered with (3)

→ M•••••••• A••••••••• I•••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ F•••••••• A••••••• L••Registered adviserregistration: previous registration
May 14, 2018 to Apr 19, 2022factForm ADV
→ C• A••••••• S•••••••Registered adviserregistration: previous registration
Jan 31, 2013 to Mar 28, 2017factForm ADV

Dated events

Occurred
Apr 19, 2022
Advisor changed firm
R••• P•••••• T•••• left F•••••••• A••••••• L•• for M•••••••• A••••••••• I••• (registered 2026-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:476f6983-c529-9734-455f-28807670f8ab
First observed: Jan 31, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.