DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)30 years in industry

JOHN EARLE REDFEARN

Advisor at CAPE INVESTMENT ADVISORY, INC.

MCDONOUGH, GA | Marietta, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5b37263a-8aed-2307-32f7-c4b27a217028

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Feb 19, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPE INVESTMENT ADVISORY, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 12, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 13
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Aug 12, 1996
First registration: Feb 19, 2003
Dual registered: yes, broker-dealer
Other names: JOHN EARLE REDFEARN
IAPD individual key: 2771876

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPE INVESTMENT ADVISORY, INC.	Independent wealth	Apr 2, 2018	n/a	yes	MCDONOUGH, GA\|Marietta, GA	Current employment
GLOBAL INVESTMENT ADVISORY	Independent wealth	Nov 16, 2020	Sep 6, 2024	no	STOCKBRIDGE, GA	Previous registration
FIDUCIARY SOLUTIONS, LLC	n/a	Apr 30, 2019	Jul 2, 2020	no	ROSEVILLE, CA	Previous registration
FIDUCIARY SOLUTIONS, LLC	n/a	Aug 14, 2014	Dec 31, 2017	no	ROSEVILLE, CA	Previous registration
VORTEX ADVISORY SERVICES, LLC	n/a	Apr 29, 2013	Nov 26, 2013	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
CAPE INVESTMENT ADVISORY, INC.	Independent wealth	Jan 16, 2013	Dec 31, 2016	no	ATLANTA, GA\|MCDONOUGH, GA\|STOCKBRIDGE, GA\|Stockbridge, GA	Previous registration
HEGEMON INVESTMENT ADVISORS, LLC	n/a	May 30, 2012	May 31, 2012	no	ATLANTA, GA	Previous registration
ADVANCED ASSET TRADING, INC	n/a	Mar 22, 2012	Nov 30, 2012	no	MEMPHIS, TN\|MEMPHIS, TN\|ATLANTA, GA	Previous registration
CL WEALTH MANAGEMENT LLC	Independent wealth	Jul 13, 2011	Feb 22, 2012	no	SCHAUMBURG, IL	Previous registration
GIRARD SECURITIES, INC.	Former SEC adviser	Feb 8, 2011	Jun 23, 2011	no	SAN DIEGO, CA\|ATLANTA, GA\|CHATTANOOGA, TN\|AURORA, CO\|COLORADO SPRINGS, CO\|TOMS RIVER, NJ\|PENSACOLA, FL\|TOMS RIVER, NJ	Previous registration
BEACON GROUP SERVICES, LLC	n/a	Sep 14, 2010	Mar 14, 2014	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
FIDUCIARY SOLUTIONS, LLC	n/a	Jan 27, 2009	Nov 20, 2013	no	ROSEVILLE, CA	Previous registration
QA3 FINANCIAL LLC	n/a	Jan 16, 2007	Feb 11, 2011	no	ATLANTA, GA\|OMAHA, NE	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Feb 19, 2003	Dec 31, 2006	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL INVESTMENT ADVISORY	n/a	Sep 6, 2024	n/a	n/a	Departure no registered destination	Departure
FIDUCIARY SOLUTIONS, LLC	GLOBAL INVESTMENT ADVISORY	Jul 2, 2020	Nov 16, 2020	137	Firm change	Other
FIDUCIARY SOLUTIONS, LLC	CAPE INVESTMENT ADVISORY, INC.	Dec 31, 2017	Apr 2, 2018	92	Firm change	Other
CAPE INVESTMENT ADVISORY, INC.	VORTEX ADVISORY SERVICES, LLC	Dec 31, 2016	Apr 29, 2013	-1,342	Firm change after gap	Other
BEACON GROUP SERVICES, LLC	GIRARD SECURITIES, INC.	Mar 14, 2014	Feb 8, 2011	-1,130	Firm change after gap	Other
VORTEX ADVISORY SERVICES, LLC	FIDUCIARY SOLUTIONS, LLC	Nov 26, 2013	Aug 14, 2014	261	Firm change	Other
FIDUCIARY SOLUTIONS, LLC	BEACON GROUP SERVICES, LLC	Nov 20, 2013	Sep 14, 2010	-1,163	Firm change after gap	Other
ADVANCED ASSET TRADING, INC	HEGEMON INVESTMENT ADVISORS, LLC	Nov 30, 2012	May 30, 2012	-184	Firm change after gap	Other
HEGEMON INVESTMENT ADVISORS, LLC	CAPE INVESTMENT ADVISORY, INC.	May 31, 2012	Jan 16, 2013	230	Firm change	Other
CL WEALTH MANAGEMENT LLC	ADVANCED ASSET TRADING, INC	Feb 22, 2012	Mar 22, 2012	29	Firm change	Other
GIRARD SECURITIES, INC.	CL WEALTH MANAGEMENT LLC	Jun 23, 2011	Jul 13, 2011	20	Firm change	Other
QA3 FINANCIAL LLC	FIDUCIARY SOLUTIONS, LLC	Feb 11, 2011	Jan 27, 2009	-745	Firm change after gap	Other
CONCOURSE FINANCIAL GROUP ADVISORS	QA3 FINANCIAL LLC	Dec 31, 2006	Jan 16, 2007	16	Firm change	Other

Relationships

Registered with (11)

→ CAPE INVESTMENT ADVISORY, INC.Registered adviserregistration: previous registration
Jan 16, 2013 to Dec 31, 2016factForm ADV
→ GLOBAL INVESTMENT ADVISORYRegistered adviserregistration: previous registration
Nov 16, 2020 to Sep 6, 2024factForm ADV
→ FIDUCIARY SOLUTIONS, LLCRegistered adviserregistration: previous registration
Apr 30, 2019 to Jul 2, 2020factForm ADV
→ BEACON GROUP SERVICES, LLCRegistered adviserregistration: previous registration
Sep 14, 2010 to Mar 14, 2014factForm ADV
→ VORTEX ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 29, 2013 to Nov 26, 2013factForm ADV
→ ADVANCED ASSET TRADING, INCRegistered adviserregistration: previous registration
Mar 22, 2012 to Nov 30, 2012factForm ADV
→ HEGEMON INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
May 30, 2012 to May 31, 2012factForm ADV
→ CL WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 13, 2011 to Feb 22, 2012factForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Feb 8, 2011 to Jun 23, 2011factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 16, 2007 to Feb 11, 2011factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Feb 19, 2003 to Dec 31, 2006factForm ADV

Dated events

Occurred
Sep 6, 2024
Advisor departed, no destination yet
John Earle Redfearn no longer registered at Global Investment Advisory; no later IA registration on IAPD
Form ADVobserved 6 days ago