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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

SETH ALAN CHAMBERLAIN

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Chandler, AZ | Gilbert, AZ

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Search this name across graphsid dfx:ria:5b420052-b5ce-e660-c74e-dc1645943125

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 22, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 22, 2001
First registration: Mar 9, 2005
Dual registered: yes, broker-dealer
Other names: SETH ALAN CHAMBERLAIN|SETH CAMBERLAIN
IAPD individual key: 4208112

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 27, 2022	n/a	yes	Gilbert, AZ\|Chandler, AZ	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	May 28, 2022	no	MESA, AZ\|MESA, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 13, 2006	Oct 1, 2012	no	CHANDLER, AZ\|CHANDLER, AZ\|MESA, AZ\|CHANDLER, AZ\|MESA, AZ\|MESA, AZ\|MESA, AZ\|MESA, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Feb 1, 2006	no	CHANDLER, AZ\|CHICAGO, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Mar 9, 2005	Jul 6, 2005	no	CHANDLER, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	AMERIPRISE FINANCIAL SERVICES, LLC	May 28, 2022	May 27, 2022	-1	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
May 27, 2022 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to May 28, 2022factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 13, 2006 to Oct 1, 2012factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 9, 2005 to Jul 6, 2005factForm ADV

Dated events

Occurred
May 28, 2022
Advisor changed firm
Seth Alan Chamberlain left J.P. Morgan Securities Llc for Ameriprise Financial Services, Llc (registered 2022-05-27)
Form ADVobserved 4 days ago