DFX Intelligence
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Reading the graph
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Advisor at F•••• P••••••• W•••••• L••
Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• P••••••• W•••••• L•• | I•••••••••_WEALTH | May 1, 2024 | n/a | yes | Scottsdale, AZ | Current employment |
| I••••••••• C•••••• | Former SEC adviser | Jul 12, 2022 | Jul 30, 2024 | no | NASHVILLE, TN|Scottsdale, AZ|Scottsdale, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• C•••••• | F•••• P••••••• W•••••• L•• | Jul 30, 2024 | May 1, 2024 | -90 | Firm change after gap | RIA to RIA |
| H•••• • H•••• W••••• M••••••••• | I••••••••• C•••••• | Jul 15, 2022 | Jul 12, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 310369:159289:AZ:2024-07-30 | Jul 30, 2024 | May 1, 2024 | SCOTTSDALE, AZ | Firm change after gap |
| H•••• • H•••• W••••• M••••••••• | Former SEC adviser | Dec 22, 2017 | Jul 15, 2022 | no | SCOTTSDALE, AZ | Previous registration |
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Mar 8, 2006 | Jul 1, 2019 | no | SAN DIEGO, CA|SCOTTSDALE, AZ | Previous registration |
| A•••• A••••••• S•••••••• L•• | n/a | Aug 5, 2005 | Dec 31, 2007 | no | SCOTTSDALE, AZ | Previous registration |
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 28, 2004 | Mar 15, 2006 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| V••••• S••••••••• C••••••••• | n/a | Mar 18, 2001 | Jan 23, 2004 | no | WORCESTER, MA | Previous registration |
| -3 |
| Firm change |
| RIA to RIA |
| I••••••••• F•••••••• G••••• L•• | H•••• • H•••• W••••• M••••••••• | Jul 1, 2019 | Dec 22, 2017 | -556 | Firm change after gap | Other |
| A•••• A••••••• S•••••••• L•• | I••••••••• F•••••••• G••••• L•• | Dec 31, 2007 | Mar 8, 2006 | -663 | Firm change after gap | Other |
| O•••• W•••••• I••• | A•••• A••••••• S•••••••• L•• | Mar 15, 2006 | Aug 5, 2005 | -222 | Firm change after gap | Other |
| V••••• S••••••••• C••••••••• | O•••• W•••••• I••• | Jan 23, 2004 | Jan 28, 2004 | 5 | Firm change | Other |