DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

INTEROCEAN CAPITAL

INTEROCEAN CAPITAL GROUP, LLC, CRD 310369

NASHVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23af781c-0bd1-07ee-ccfc-c051ed4c46a3

Data as of Apr 1, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 49
Dated events: 34
On other graphs: 2
Observed: Aug 11, 2020 to Apr 1, 2024
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Interocean Capital

Intermediary · shared crd

Allocatorsidentity

Interocean Capital

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.8BItem 5.F on the latest filing (2024-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.2B
Private client RAUM: $5.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 40
Advisory employees: 30
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 8,042
Individual clients: 337
High net worth clients: 2,030
Custody, client assets: $617M
SEC number: 801-119431
CRD: 310369
Filings on the tape: 22
First filed: Aug 11, 2020
Latest filed: Apr 1, 2024
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAMP, JEFFREY, SCOTT	CFO, COO	Na	yes	08/2020	Aug 11, 2020	Apr 1, 2024
CARLIN, MICHAEL, JOSHUA	President	Na	yes	06/2022	Aug 10, 2022	Apr 1, 2024
CARR, MARK, E	President	Na	yes	08/2020	Aug 11, 2020	Apr 1, 2024
CD&R FERDINAND CO-INVESTOR, L.P.	Partner	C	yes	08/2023	Sep 28, 2023	Apr 1, 2024
CD&R FERDINAND HOLDINGS, L.P.	Partner	D	yes	08/2023	Sep 28, 2023	Apr 1, 2024
CLAYTON, DUBILIER & RICE FUND XII, L.P.	Partner	D	yes	08/2023	Sep 28, 2023	Apr 1, 2024
EISAMAN, REGE, SCOTT	Cio	Na	yes	08/2020	Aug 11, 2020	Apr 1, 2024
FERDINAND FFP ACQUISITION, LLC	SHAREHOLDER, CLASS A COMMON STOCK	E	yes	08/2023	Sep 28, 2023	Apr 1, 2024
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	Member	E	yes	08/2023	Sep 28, 2023	Apr 1, 2024
FERDINAND FFP PARENT, INC.	Member	E	yes	08/2023	Sep 28, 2023	Apr 1, 2024
FERDINAND FFP ULTIMATE HOLDINGS, LP	SHAREHOLDER, CLASS B COMMON STOCK	E	yes	08/2023	Sep 28, 2023	Apr 1, 2024
FERDINAND FFP ULTIMATE HOLDINGS, LP	Shareholder	E	yes	08/2023	Sep 28, 2023	Apr 1, 2024
FOCUS FINANCIAL PARTNERS INC.	Member	E	yes	07/2018	Aug 14, 2020	Apr 1, 2024
FOCUS FINANCIAL PARTNERS, LLC	Member	E	yes	01/2007	Aug 11, 2020	Apr 1, 2024
FOCUS OPERATING, LLC	MEMBER (MANAGER)	E	yes	08/2020	Aug 11, 2020	Apr 1, 2024
PATINKIN, ROBIN, JAN	MANAGING DIRECTOR	Na	yes	08/2020	Aug 11, 2020	Apr 1, 2024
Sumlar, Forrest, Patrick	Cco	Na	yes	08/2020	Aug 11, 2020	Apr 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FOCUS RISK SOLUTIONS, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Scottsdale	Az	United States	7	no
Chicago	IL	United States	7	no
BINGHAM FARMS	Mi	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Apr 1, 2024	$5.8B	$5.2B	40	30	3	n/a	n/a
2022	Mar 31, 2023	$4.5B	$3.9B	33	23	2	n/a	n/a
2021	Mar 31, 2022	$3.6B	$3.1B	20	16	1	n/a	n/a
2020	Mar 31, 2021	$2.9B	$2.4B	17	14	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$5.8B	$4.5B	30.2%	$2.9B	26.0%	40	33	3	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FOCUS PARTNERS WEALTH, LLC	3	Jul 30, 2024	Jun 17, 2024	SCOTTSDALE, AZ	Team lift out	RIA to RIA	12.0%
FOCUS PARTNERS WEALTH, LLC	6	Jul 30, 2024	May 8, 2024	CHICAGO, IL	Team lift out	RIA to RIA	24.0%
FOCUS PARTNERS WEALTH, LLC	13	Jul 30, 2024	May 29, 2024	NASHVILLE, TN	Firm absorbed	RIA to RIA	52.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ARTHUR ZASKE & ASSOCIATES, LLC	2	Jun 7, 2023	Jun 7, 2023	BINGHAM FARMS, MI	Team lift out	RIA to RIA	100.0%
HENRY + HORNE WEALTH MANAGEMENT	2	Jun 29, 2022	Aug 1, 2022	SCOTTSDALE, AZ	Team lift out	RIA to RIA	33.3%
INTEROCEAN CAPITAL, LLC	12	Oct 14, 2020	Oct 30, 2020	CHICAGO, IL	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (15)

← CARR, MARK, EOwnerPRESIDENT, ownership code NA, individual
Aug 11, 2020 to presentfactForm ADV
← EISAMAN, REGE, SCOTTOwnerCIO, ownership code NA, individual
Aug 11, 2020 to presentfactForm ADV
← CARLIN, MICHAEL, JOSHUAOwnerPRESIDENT, ownership code NA, individual
Aug 10, 2022 to presentfactForm ADV
← CAMP, JEFFREY, SCOTTOwnerCFO, COO, ownership code NA, individual
Aug 11, 2020 to presentfactForm ADV
← PATINKIN, ROBIN, JANOwnerMANAGING DIRECTOR, ownership code NA, individual
Aug 11, 2020 to presentfactForm ADV
← Sumlar, Forrest, PatrickOwnerCCO, ownership code NA, individual
Aug 11, 2020 to presentfactForm ADV
← CD&R FERDINAND CO-INVESTOR, L.P.OwnerPARTNER, ownership code C, foreign entity
Sep 28, 2023 to presentfactForm ADV
← CD&R FERDINAND HOLDINGS, L.P.OwnerPARTNER, ownership code D, domestic entity
Sep 28, 2023 to presentfactForm ADV
← CLAYTON, DUBILIER & RICE FUND XII, L.P.OwnerPARTNER, ownership code D, foreign entity
Sep 28, 2023 to presentfactForm ADV
← FERDINAND FFP ACQUISITION, LLCOwnerSHAREHOLDER, CLASS A COMMON STOCK, ownership code E, domestic entity
Sep 28, 2023 to presentfactForm ADV
← FERDINAND FFP INTERMEDIATE HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Sep 28, 2023 to presentfactForm ADV
← FERDINAND FFP PARENT, INC.OwnerMEMBER, ownership code E, domestic entity
Sep 28, 2023 to presentfactForm ADV
← FERDINAND FFP ULTIMATE HOLDINGS, LPOwnerSHAREHOLDER, ownership code E, domestic entity
Sep 28, 2023 to presentfactForm ADV
← FOCUS FINANCIAL PARTNERS INC.OwnerMEMBER, ownership code E, domestic entity
Aug 14, 2020 to presentfactForm ADV
← FOCUS OPERATING, LLCOwnerMEMBER (MANAGER), ownership code E, domestic entity
Aug 11, 2020 to presentfactForm ADV

Registered with (26)

← MARK E CARRAdvisorregistration: previous registration
Oct 30, 2020 to Jul 30, 2024factForm ADV
← DAVID VENEGASAdvisorregistration: previous registration
Aug 9, 2022 to Jul 30, 2024factForm ADV
← REGE SCOTT EISAMANAdvisorregistration: previous registration
Oct 14, 2020 to Jul 30, 2024factForm ADV
← MICHAEL JOSHUA CARLINAdvisorregistration: previous registration
Jul 12, 2022 to Jul 30, 2024factForm ADV
← MICHAEL LEE DIXONAdvisorregistration: previous registration
Oct 14, 2020 to Jul 30, 2024factForm ADV
← JASON LEE BUCKAdvisorregistration: previous registration
Oct 14, 2020 to Jul 30, 2024factForm ADV
← JEFFREY SCOTT CAMPAdvisorregistration: previous registration
Oct 14, 2020 to Jul 30, 2024factForm ADV
← PHILLIP BRIAN COOKAdvisorregistration: previous registration
Oct 2, 2023 to Jul 30, 2024factForm ADV
← ROBIN JAN PATINKINAdvisorregistration: previous registration
Oct 14, 2020 to Jul 30, 2024factForm ADV
← ARTHUR EDWARD ZASKEAdvisorregistration: previous registration
Jun 7, 2023 to Jul 30, 2024factForm ADV
← SHAUNNA MARIE ZOECKLERAdvisorregistration: previous registration
Aug 1, 2022 to Jul 30, 2024factForm ADV
← DRAKE ARLON QUALLSAdvisorregistration: previous registration
Jul 25, 2022 to Jul 30, 2024factForm ADV
← ERIK NELS LARSONAdvisorregistration: previous registration
Oct 14, 2020 to Jul 30, 2024factForm ADV
← TYLER EDWARD HARRISONAdvisorregistration: previous registration
Mar 22, 2024 to Jul 30, 2024factForm ADV
← NICHOLAS DAVID ROUNDSAdvisorregistration: previous registration
Oct 14, 2020 to Jul 30, 2024factForm ADV
← MACKENZIE CUNNINGHAMAdvisorregistration: previous registration
Apr 28, 2023 to Jul 30, 2024factForm ADV
← JAMES R HAMMACKAdvisorregistration: previous registration
Oct 30, 2020 to Jul 30, 2024factForm ADV
← David Alexander ZaskeAdvisorregistration: previous registration
Jun 7, 2023 to Jul 30, 2024factForm ADV
← ANDREW Thomas COOKAdvisorregistration: previous registration
Feb 15, 2023 to Jul 30, 2024factForm ADV
← Mark Harold BergsohnAdvisorregistration: previous registration
Oct 14, 2020 to Jul 30, 2024factForm ADV
← Bhawana KhuranaAdvisorregistration: previous registration
Oct 14, 2020 to Jul 30, 2024factForm ADV
← David James JanczewskiAdvisorregistration: previous registration
Oct 14, 2020 to Jul 30, 2024factForm ADV
← Alex J HattenhauerAdvisorregistration: previous registration
Jul 8, 2022 to Jul 30, 2024factForm ADV
← William P BarclayAdvisorregistration: previous registration
May 26, 2023 to Jul 30, 2024factForm ADV
← John Nicholas McCormickAdvisorregistration: previous registration
Mar 18, 2024 to Jul 30, 2024factForm ADV
← ANDREA LEE DONALDSONAdvisorregistration: previous registration
Nov 14, 2022 to Jun 7, 2023factForm ADV

Moved with (4)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviser4 advisors, team lift out, same day
Jul 30, 2024 to Jun 17, 2024factForm ADV
← ARTHUR ZASKE & ASSOCIATES, LLCRegistered adviser2 advisors, team lift out, same day
Jun 7, 2023 to Jun 7, 2023factForm ADV
← HENRY + HORNE WEALTH MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Jun 29, 2022 to Aug 1, 2022factForm ADV
← INTEROCEAN CAPITAL, LLCRegistered adviser11 advisors, firm absorbed, same day
Oct 14, 2020 to Oct 30, 2020factForm ADV

Dated events

Occurred
Jul 30, 2024
Team lift-out
4 advisors left Interocean Capital (Scottsdale, AZ) for Focus Partners Wealth, LLC on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Jul 30, 2024
Team lift-out
6 advisors left Interocean Capital (Chicago, IL) for Focus Partners Wealth, LLC on the same day
Form ADVobserved 6 days ago
6 advisors
Occurred
Jul 30, 2024
Team lift-out
12 advisors left Interocean Capital (Nashville, TN) for Focus Partners Wealth, LLC on the same day
Form ADVobserved 6 days ago
12 advisors
Occurred
Jul 30, 2024
Advisor changed firm
Michael Joshua Carlin left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Nicholas David Rounds left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Mackenzie Cunningham left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-02)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Andrew Thomas Cook left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-03)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
James R Hammack left Interocean Capital for William Blair & Company L.L.C. (registered 2024-05-24)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Michael Lee Dixon left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Mark Harold Bergsohn left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Drake Arlon Qualls left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-06-17)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
John Nicholas Mccormick left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Robin Jan Patinkin left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-03)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Shaunna Marie Zoeckler left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-29)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Erik Nels Larson left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Tyler Edward Harrison left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-02)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Jeffrey Scott Camp left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
William P Barclay left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-29)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Jason Lee Buck left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Alex J Hattenhauer left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-03)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
David Alexander Zaske left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Phillip Brian Cook left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
David Venegas left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-08)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
David James Janczewski left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Rege Scott Eisaman left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Arthur Edward Zaske left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-03)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Mark E Carr left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-08)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Bhawana Khurana left Interocean Capital for Focus Partners Wealth, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jun 7, 2023
Team lift-out
2 advisors left Arthur Zaske & Associates, LLC (Bingham Farms, MI) for Interocean Capital on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jun 7, 2023
Advisor changed firm
Andrea Lee Donaldson left Interocean Capital for Msh Capital Advisors Llc (registered 2023-04-18)
Form ADVobserved 6 days ago
Occurred
Aug 10, 2022
Control person joined
Joshua Michael Carlin (President) appeared on Schedule A of Interocean Capital
Form ADVobserved 6 days ago
Occurred
Jun 29, 2022
Team lift-out
2 advisors left Henry + Horne Wealth Management (Scottsdale, AZ) for Interocean Capital on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Mar 31, 2022
Regulatory AUM changed
Interocean Capital reported RAUM $3.6B, up 25% from $2.9B (2021-10-19 to 2022-03-31)
Form ADVobserved 6 days ago
$733M
Occurred
Aug 11, 2020
First Form ADV filing
Interocean Capital filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23af781c-0bd1-07ee-ccfc-c051ed4c46a3
First observed: Aug 11, 2020
Last observed: Apr 1, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INTEROCEAN CAPITAL

INTEROCEAN CAPITAL GROUP, LLC, CRD 310369

NASHVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23af781c-0bd1-07ee-ccfc-c051ed4c46a3

Data as of Apr 1, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAMP, JEFFREY, SCOTT

CFO, COO

yes

08/2020

Aug 11, 2020

Apr 1, 2024

CARLIN, MICHAEL, JOSHUA

President

yes

06/2022

Aug 10, 2022

Apr 1, 2024

CARR, MARK, E

President

yes

08/2020

Aug 11, 2020

Apr 1, 2024

CD&R FERDINAND CO-INVESTOR, L.P.

Partner

yes

08/2023

Sep 28, 2023

Apr 1, 2024

CD&R FERDINAND HOLDINGS, L.P.

Partner

yes

08/2023

Sep 28, 2023

Apr 1, 2024

CLAYTON, DUBILIER & RICE FUND XII, L.P.

Partner

yes

08/2023

Sep 28, 2023

Apr 1, 2024

EISAMAN, REGE, SCOTT

Cio

yes

08/2020

Aug 11, 2020

Apr 1, 2024

FERDINAND FFP ACQUISITION, LLC

SHAREHOLDER, CLASS A COMMON STOCK

yes

08/2023

Sep 28, 2023

Apr 1, 2024

FERDINAND FFP INTERMEDIATE HOLDINGS, LLC

Member

yes

08/2023

Sep 28, 2023

Apr 1, 2024

FERDINAND FFP PARENT, INC.

Member

yes

08/2023

Sep 28, 2023

Apr 1, 2024

FERDINAND FFP ULTIMATE HOLDINGS, LP

SHAREHOLDER, CLASS B COMMON STOCK

yes

08/2023

Sep 28, 2023

Apr 1, 2024

FERDINAND FFP ULTIMATE HOLDINGS, LP

Shareholder

yes

08/2023

Sep 28, 2023

Apr 1, 2024

FOCUS FINANCIAL PARTNERS INC.

Member

yes

07/2018

Aug 14, 2020

Apr 1, 2024

FOCUS FINANCIAL PARTNERS, LLC

Member

yes

01/2007

Aug 11, 2020

Apr 1, 2024

FOCUS OPERATING, LLC

MEMBER (MANAGER)

yes

08/2020

Aug 11, 2020

Apr 1, 2024

PATINKIN, ROBIN, JAN

MANAGING DIRECTOR

yes

08/2020

Aug 11, 2020

Apr 1, 2024

Sumlar, Forrest, Patrick

Cco

yes

08/2020

Aug 11, 2020

Apr 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FOCUS RISK SOLUTIONS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Scottsdale

United States

Chicago

United States

BINGHAM FARMS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Apr 1, 2024

$5.8B

$5.2B

n/a

2022

Mar 31, 2023

$4.5B

$3.9B

n/a

2021

Mar 31, 2022

$3.6B

$3.1B

n/a

2020

Mar 31, 2021

$2.9B

$2.4B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$5.8B

$4.5B

30.2%

$2.9B

26.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FOCUS PARTNERS WEALTH, LLC

Jul 30, 2024

Jun 17, 2024

SCOTTSDALE, AZ

Team lift out

RIA to RIA

12.0%

FOCUS PARTNERS WEALTH, LLC

Jul 30, 2024

May 8, 2024

CHICAGO, IL

Team lift out

RIA to RIA

24.0%

FOCUS PARTNERS WEALTH, LLC

Jul 30, 2024

May 29, 2024

NASHVILLE, TN

Firm absorbed

RIA to RIA

52.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ARTHUR ZASKE & ASSOCIATES, LLC

Jun 7, 2023

BINGHAM FARMS, MI

Team lift out

RIA to RIA

100.0%

HENRY + HORNE WEALTH MANAGEMENT

Jun 29, 2022

Aug 1, 2022

SCOTTSDALE, AZ

Team lift out

RIA to RIA

33.3%

INTEROCEAN CAPITAL, LLC

Oct 14, 2020

Oct 30, 2020

CHICAGO, IL

Firm absorbed

RIA to RIA

100.0%