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Advisor at CORNERSTONE FINANCIAL GROUP
St. Petersburg, FL | APPLETON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CORNERSTONE FINANCIAL GROUP | Independent wealth | Jan 3, 2023 | n/a | yes | APPLETON, WI|St. Petersburg, FL | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Mar 6, 2019 | Jan 12, 2023 | no | Tampa, FL|SAINT PETERBURG, FL|New Prt Rchy, FL | Previous registration |
| H. BECK, INC. | Former SEC adviser | Oct 25, 2018 | Feb 26, 2019 | no | Sarasota, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | CORNERSTONE FINANCIAL GROUP | Jan 12, 2023 | Jan 3, 2023 | -9 | Firm change | Ibd to new firm |
| H. BECK, INC. | PRINCIPAL SECURITIES, INC. | Feb 26, 2019 | Mar 6, 2019 | 8 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 1137:324255:FL:2023-01-06 | Jan 12, 2023 | Jan 3, 2023 | NEW PRT RCHY, FL | Firm change |