RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• R• E••••••
- C••••••••• F•••••••• G•••• independent RIA currentsince Jan 3, 2023 · Appleton, Wi
- P•••••••• S••••••••• I••• BD affiliatedMar 6, 2019 to Jan 12, 2023 · Tampa, Fl
- H• B•••• I••• formerOct 25, 2018 to Feb 26, 2019 · Sarasota, Fl
- P•••••••• S••••••••• I••• to C••••••••• F•••••••• G••••left Jan 12, 2023, registered Jan 3, 2023 (-9 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- H• B•••• I••• to P•••••••• S••••••••• I•••left Feb 26, 2019, registered Mar 6, 2019 (8 days) · Affiliated broker-dealer or bank to another
- A••••• R• E•••••• left P•••••••• S••••••••• I••• for C••••••••• F•••••••• G•••• (registered 2023-01-03)Jan 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address