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RIA / WealthAdvisor35 years in industry

LISA ANN CASSIDY

Advisor at CW ADVISORS, LLC

BOSTON, MA | WESTPORT, CT

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Search this name across graphsid dfx:ria:5b47aa89-b5a1-13cb-ffba-27999d4e34dc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CW ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 3, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 3, 1990
First registration: Feb 21, 2006
Dual registered: no
Other names: LISA ANN LYNCH|LISA A. KYPRIOS|LISA ANN KYPRIOS|LISA CASSIDY|LISA ANN LYNCH
IAPD individual key: 2094047

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CW ADVISORS, LLC	Independent wealth	Jul 1, 2021	n/a	yes	WESTPORT, CT\|BOSTON, MA	Current employment
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Aug 3, 2020	Jun 15, 2021	no	Greenwich, CT	Previous registration
BRENTON POINT WEALTH ADVISORS LLC	Former SEC adviser	Nov 7, 2018	Jun 19, 2020	no	NEW YORK, NY	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Aug 16, 2018	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Sep 18, 2013	Jul 13, 2018	no	GREENWICH, CT	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 21, 2006	Nov 14, 2006	no	STAMFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	CW ADVISORS, LLC	Jun 15, 2021	Jul 1, 2021	16	Firm change	Ibd to RIA
BRENTON POINT WEALTH ADVISORS LLC	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Jun 19, 2020	Aug 3, 2020	45	Firm change	RIA to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	BRENTON POINT WEALTH ADVISORS LLC	Aug 16, 2018	Nov 7, 2018	83	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
UBS FINANCIAL SERVICES INC.	STRATEGIC ADVISERS LLC	Nov 14, 2006	Sep 18, 2013	2,500	Firm change after gap	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288590:287603:MA:2018-08-16	Aug 16, 2018	Nov 7, 2018	BOSTON, MA	Firm change

Relationships

Registered with (6)

→ CW ADVISORS, LLCRegistered adviserregistration: current employment
Jul 1, 2021 to presentfactForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Aug 3, 2020 to Jun 15, 2021factForm ADV
→ BRENTON POINT WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Nov 7, 2018 to Jun 19, 2020factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Aug 16, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Sep 18, 2013 to Jul 13, 2018factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Nov 14, 2006factForm ADV

Dated events

No dated event names this entity yet.