DFX Intelligence

C••• R••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

C••• R••• W••••••

Advisor at M•••• F•••••••• A•••••••

ALPHARETTA, GA | Middleton, WI

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Search this name across graphsid dfx:ria:5b522d07-826f-1a95-ba91-555aab4ce639

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 8, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Jan 24, 2025	n/a	yes	Middleton, WI\|ALPHARETTA, GA	Current employment
P••••• W••••• M••••••••• C••	Former SEC adviser	Apr 8, 2013	Jan 24, 2025	no	MADISON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• W••••• M••••••••• C••	M•••• F•••••••• A•••••••	Jan 24, 2025	Jan 24, 2025	0	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
118225:142457:WI:2025-01-24	Jan 24, 2025	Jan 24, 2025	MADISON, WI	Firm change

Relationships

Registered with (2)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ P••••• W••••• M••••••••• C••Registered adviserregistration: previous registration
Apr 8, 2013 to Jan 24, 2025factForm ADV

Dated events

Occurred
Jan 24, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b522d07-826f-1a95-ba91-555aab4ce639
First observed: Apr 8, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.