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Advisor at 2 KNIGHTS WEALTH MANAGEMENT, LLC
PEPPER PIKE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 2 KNIGHTS WEALTH MANAGEMENT, LLC | Independent wealth | Apr 22, 2025 | n/a | yes | PEPPER PIKE, OH | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 26, 2020 | Dec 23, 2024 | no | DUBLIN, OH|INDEPENDENCE, OH|MORELAND HILLS, OH | Previous registration |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Oct 6, 2014 | Aug 26, 2020 | no | Mentor, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 20, 2010 | Oct 8, 2014 | no | PEPPER PIKE, OH | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Jul 7, 2005 | Nov 12, 2007 | no | AKRON, OH|AKRON, OH | Previous registration |
| KEYBANC CAPITAL MARKETS INC. | n/a | Sep 2, 2003 | Apr 1, 2004 | no | PEPPER PIKE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2 KNIGHTS WEALTH MANAGEMENT, LLC | Dec 23, 2024 | Apr 22, 2025 | 120 | Firm change | Ibd to RIA |
| B RILEY WEALTH MANAGEMENT | CETERA INVESTMENT ADVISERS LLC | Aug 26, 2020 | Aug 26, 2020 | 0 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | B RILEY WEALTH MANAGEMENT | Oct 8, 2014 | Oct 6, 2014 | -2 | Firm change | Other |
| INVEST FINANCIAL CORPORATION | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 12, 2007 | Dec 20, 2010 | 1,134 | Firm change after gap | Other |
| KEYBANC CAPITAL MARKETS INC. | INVEST FINANCIAL CORPORATION | Apr 1, 2004 | Jul 7, 2005 | 462 | Firm change after gap | Other |