DFX Intelligence

T•••• E•••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant13 years in industry

T•••• E•••••• P•••••

Advisor at P•••••• A•••••• G••••• L••

••• Locked

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Search this name across graphsid dfx:ria:5b872a0b-9c2e-3e05-02d8-5ce14620f19b

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2013 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 3, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Sep 15, 2026	n/a	yes	Houston, TX\|Houston, TX\|MORRISTOWN, NJ	Current employment
I••••••••• W••••• B••••••• L••	Independent wealth	Jun 24, 2021	n/a	yes	CALIFORNIA, MD\|Houston, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	I••••••••• W••••• B••••••• L••	Jun 28, 2021	Jun 24, 2021	-4	Firm change	Ibd to new firm
F•••• C•••••• A••••••• S•••••••	P•••• S••••••••• L••	Apr 5, 2018	Jun 25, 2018

Relationships

Registered with (5)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Sep 15, 2026 to presentfactForm ADV
→ I••••••••• W••••• B••••••• L••Registered adviserregistration: current employment
Jun 24, 2021 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jun 25, 2018 to Jun 28, 2021factForm ADV
→ F•••• C•••••• A••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b872a0b-9c2e-3e05-02d8-5ce14620f19b
First observed: Jan 8, 2013
Last observed: Sep 16, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.