DFX Intelligence
Data Factory
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Reading the graph
Advisor at MARINER
San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Jan 17, 2025 | n/a | yes | San Diego, CA | Current employment |
| BEACON POINTE ADVISORS, LLC | Independent wealth | Oct 28, 2022 | Dec 20, 2024 | no | Carlsbad, CA|NEWPORT BEACH, CA | Previous registration |
| MODL INVESTMENTS, LLC | n/a | Jul 6, 2016 | Dec 7, 2017 | no | SAN DIEGO, CA | Previous registration |
| ONE CAPITAL MANAGEMENT, LLC | Independent wealth | Jun 23, 2014 | Jun 26, 2014 | no | WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BEACON POINTE ADVISORS, LLC | Mariner | Dec 20, 2024 | Jan 17, 2025 | 28 | Firm change | RIA to ibd |
| MODL INVESTMENTS, LLC | BEACON POINTE ADVISORS, LLC | Dec 7, 2017 | Oct 28, 2022 | 1,786 | Firm change after gap | Other |
| ONE CAPITAL MANAGEMENT, LLC | MODL INVESTMENTS, LLC | Jun 26, 2014 | Jul 6, 2016 | 741 | Firm change after gap | Other |