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A•••• C•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

A•••• C•••••• L•••••

Advisor at N••••••• T•••• S••••••••• I••

BOCA RATON, FL | Chicago, IL | FT. LAUDERDALE, FL | Fort Lauderdale, FL

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Search this name across graphsid dfx:ria:5b94d79b-4578-4e7c-913e-681060e2049c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jun 25, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• T•••• S••••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• T•••• S••••••••• I••	Bd affiliated wealth	Aug 16, 2024	n/a	yes	BOCA RATON, FL\|Fort Lauderdale, FL\|FT. LAUDERDALE, FL\|Chicago, IL	Current employment
A••• I••••• A•••••••	Independent wealth	Mar 6, 2024	Jul 31, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••• I••••• A•••••••	N••••••• T•••• S••••••••• I••	Jul 31, 2024	Aug 16, 2024	16	Firm change	RIA to ibd
A••••••••• F•••••••• S•••••••• L••	A••• I••••• A•••••••	Jan 29, 2024

Relationships

Registered with (4)

→ N••••••• T•••• S••••••••• I••Registered adviserregistration: current employment
Aug 16, 2024 to presentfactForm ADV
→ A••• I••••• A•••••••Registered adviserregistration: previous registration
Mar 6, 2024 to Jul 31, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 25, 2023 to Jan 29, 2024factForm ADV
→ E•••• L••

Dated events

Occurred
Jul 31, 2024
Advisor changed firm
A•••• C•••••• L••••• left A••• I••••• A••••••• for N••••••• T•••• S••••••••• I•• (registered 2024-08-16)
Form ADVobserved 6 days ago
Occurred
Jan 29, 2024
Advisor changed firm
A•••• C•••••• L••••• left A••••••••• F•••••••• S•••••••• L•• for A••• I••••• A••••••• (registered 2024-03-06)
Form ADVobserved 6 days ago
Occurred
Jul 7, 2023
Advisor changed firm
A•••• C•••••• L••••• left E•••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-10-25)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b94d79b-4578-4e7c-913e-681060e2049c
First observed: Jun 25, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.