DFX Intelligence

R••••• L•• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

R••••• L•• Y••••

Advisor at C••••• F••••••••

Lenexa, KS | Kansas City, MO

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Search this name across graphsid dfx:ria:5b9f794d-5901-1cca-1959-50f95455a79e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F••••••••	Independent wealth	Jan 3, 2023	n/a	yes	Kansas City, MO\|Lenexa, KS	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Dec 10, 2008	May 20, 2014	no	KANSAS CITY, MO\|SAN DIEGO, CA\|PLEASANT VALLEY, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	C••••• F••••••••	May 20, 2014	Jan 3, 2023	3,150	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••• F••••••••Registered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Dec 10, 2008 to May 20, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b9f794d-5901-1cca-1959-50f95455a79e
First observed: Dec 10, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.