DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••••••• P••••••• • W••••• M••••••••• L••
WESTFIELD, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• P••••••• • W••••• M••••••••• L•• | Independent wealth | Jan 9, 2025 | n/a | yes | WESTFIELD, IN | Current employment |
| I••••••••• P••••••• • W••••• M••••••••• L•• | Independent wealth | Feb 21, 2017 | Dec 31, 2024 | no | WESTFIELD, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | I••••••••• P••••••• • W••••• M••••••••• L•• | Mar 14, 2017 | Feb 21, 2017 | -21 | Firm change | Other |
| W•••••• • R••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Dec 13, 2011 | Dec 1, 2011 |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Dec 1, 2011 | Mar 14, 2017 | no | CARMEL, IN | Previous registration |
| W•••••• • R••• | Former SEC adviser | Mar 25, 2008 | Dec 13, 2011 | no | CHARLEROI, PA | Previous registration |
| -12 |
| Firm change |
| Other |