RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• F•••• C•••••
- I••••••••• P••••••• • W••••• M••••••••• L•• independent RIA currentsince Jan 9, 2025 · Westfield, In
- I••••••••• P••••••• • W••••• M••••••••• L•• independent RIAFeb 21, 2017 to Dec 31, 2024 · Westfield, In
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedDec 1, 2011 to Mar 14, 2017 · Carmel, In
- W•••••• • R••• formerMar 25, 2008 to Dec 13, 2011 · Charleroi, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• to I••••••••• P••••••• • W••••• M••••••••• L••left Mar 14, 2017, registered Feb 21, 2017 (-21 days) · Other
- W•••••• • R••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 13, 2011, registered Dec 1, 2011 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address