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T••••• E• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

T••••• E• C•••••••••

Advisor at G•••••••• W••••• P•••••••

Hackettstown, NJ | PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ba54f76-8210-7e35-cc4d-4bd53992ec2a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• W••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• W••••• P•••••••	Bd affiliated wealth	Dec 21, 2016	n/a	yes	PALM BEACH GARDENS, FL\|Hackettstown, NJ	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	Mar 23, 2006	Dec 16, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	G•••••••• W••••• P•••••••	Dec 16, 2016	Dec 21, 2016	5	Firm change	Other
C••••• I••••••••• A••••••• L••	P•• W••••• M•••••••••	Mar 14, 2006

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
129052:250787:NJ:2016-12-08	Dec 16, 2016	Dec 21, 2016	KINNELON, NJ	Firm change

Relationships

Registered with (5)

→ G•••••••• W••••• P•••••••Registered adviserregistration: current employment
Dec 21, 2016 to presentfactForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 23, 2006 to Dec 16, 2016factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 24, 2005 to Mar 14, 2006factForm ADV
→ C••••• A•••• M••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ba54f76-8210-7e35-cc4d-4bd53992ec2a
First observed: Jul 29, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.