DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas E Courtright
Certified Financial Planner
Feed of 09/15/2026
Also filed as Thomas Courtright
At current firm
9 y
since Dec 21, 2016
In the industry
23 y
since Jul 28, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Gladstone Wealth Partners BD affiliated currentsince Dec 21, 2016 · Palm Beach Gardens, Fl
- Pnc Wealth Management BD affiliatedMar 23, 2006 to Dec 16, 2016 · Budd Lake, Nj
- Cetera Investment Advisers LLC BD affiliatedOct 24, 2005 to Mar 14, 2006 · Newton, Nj
- C.J.M. Asset Management, LLC unclassifiedAug 23, 2004 to Oct 24, 2005 · Pompton Lakes, Nj
- Equitable Advisors, LLC national BDJul 29, 2003 to Aug 6, 2004 · Morristown, Nj
Moves
a registration end followed by a registration begin elsewhere
- Pnc Wealth Management to Gladstone Wealth Partnersleft Dec 16, 2016, registered Dec 21, 2016 (5 days) · Other · moved with a team
- Cetera Investment Advisers LLC to Pnc Wealth Managementleft Mar 14, 2006, registered Mar 23, 2006 (9 days) · Other
- C.J.M. Asset Management, LLC to Cetera Investment Advisers LLCleft Oct 24, 2005, registered Oct 24, 2005 (0 days) · corporate re-registration, not a move
- Equitable Advisors, LLC to C.J.M. Asset Management, LLCleft Aug 6, 2004, registered Aug 23, 2004 (17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address