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RIA / WealthAdvisor11 years in industry

PATRICK MICHAEL MCCABE

Advisor at RIA ADVISORY GROUP, LLC

Sioux Falls, SD | DES MOINES, IA

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Search this name across graphsid dfx:ria:5bb1422e-4050-f8f7-4b26-caeb7d4a1afc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 3, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIA ADVISORY GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 8, 2015
First registration: May 3, 2016
Dual registered: no
Other names: PATRICK MCCABE
IAPD individual key: 6529539

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIA ADVISORY GROUP, LLC	Independent wealth	Aug 6, 2020	n/a	yes	DES MOINES, IA\|Sioux Falls, SD	Current employment
BALEFIRE, LLC	Independent wealth	Apr 5, 2019	Aug 11, 2020	no	SIOUX FALLS, SD\|DALLAS, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 5, 2019	Aug 10, 2020	no	SIOUX FALLS, SD	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	May 3, 2016	Apr 2, 2019	no	SIOUX FALLS, SD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BALEFIRE, LLC	RIA ADVISORY GROUP, LLC	Aug 11, 2020	Aug 6, 2020	-5	Firm change	RIA to RIA
LPL FINANCIAL LLC	BALEFIRE, LLC	Aug 10, 2020	Apr 5, 2019	-493	Firm change after gap	Ibd to RIA
PRINCIPAL SECURITIES, INC.	LPL FINANCIAL LLC	Apr 2, 2019	Apr 5, 2019	3	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ RIA ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Aug 6, 2020 to presentfactForm ADV
→ BALEFIRE, LLCRegistered adviserregistration: previous registration
Apr 5, 2019 to Aug 11, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 5, 2019 to Aug 10, 2020factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
May 3, 2016 to Apr 2, 2019factForm ADV

Dated events

No dated event names this entity yet.