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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

ERIC J LUTTON

Advisor at PROVERBI CAPITAL ADVISORS, LLC

MELBOURNE, FL | Boca Raton, FL

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Search this name across graphsid dfx:ria:5bbb2d85-2e8a-3c5d-9123-dd919faec974

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROVERBI CAPITAL ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63|S66
First exam: Apr 30, 2004
First registration: May 25, 2004
Dual registered: no
IAPD individual key: 4059688

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROVERBI CAPITAL ADVISORS, LLC	State registered	Mar 16, 2026	n/a	yes	MELBOURNE, FL\|Boca Raton, FL	Current employment
SOUND INCOME STRATEGIES, LLC	Independent wealth	Sep 23, 2015	Feb 19, 2026	no	Ft. Lauderdale, FL\|FORT LAUDERDALE, FL	Previous registration
LEONARD AND COMPANY	Former SEC adviser	Sep 26, 2011	Apr 4, 2012	no	BOCA RATON, FL	Previous registration
LEVITT CAPITAL MANAGEMENT LLC	Former SEC adviser	May 25, 2004	Nov 28, 2007	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SOUND INCOME STRATEGIES, LLC	PROVERBI CAPITAL ADVISORS, LLC	Feb 19, 2026	Mar 16, 2026	25	Firm change	RIA to state RIA
LEONARD AND COMPANY	SOUND INCOME STRATEGIES, LLC	Apr 4, 2012	Sep 23, 2015	1,267	Firm change after gap	Other
LEVITT CAPITAL MANAGEMENT LLC	LEONARD AND COMPANY	Nov 28, 2007	Sep 26, 2011	1,398	Firm change after gap	Other

Relationships

Registered with (4)

→ PROVERBI CAPITAL ADVISORS, LLCRegistered adviserregistration: current employment
Mar 16, 2026 to presentfactForm ADV
→ SOUND INCOME STRATEGIES, LLCRegistered adviserregistration: previous registration
Sep 23, 2015 to Feb 19, 2026factForm ADV
→ LEONARD AND COMPANYRegistered adviserregistration: previous registration
Sep 26, 2011 to Apr 4, 2012factForm ADV
→ LEVITT CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
May 25, 2004 to Nov 28, 2007factForm ADV

Dated events

Occurred
Feb 19, 2026
Advisor changed firm
Eric J Lutton left Sound Income Strategies, Llc for Proverbi Capital Advisors, Llc (registered 2026-03-16)
Form ADVobserved 5 days ago