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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

LEONARD AND COMPANY

LEONARD & COMPANY, CRD 36527

TROY, MI

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Search this name across graphsid dfx:ria:2d7cf184-c4b3-eff1-187d-c3789da2164a

Data as of Mar 29, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 29, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $200MItem 5.F on the latest filing (2012-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $198M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 1,560
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $541,897gross asset value as reported per fund; never fund size
SEC number: 801-60035
CRD: 36527
Filings on the tape: 1
First filed: Mar 29, 2012
Latest filed: Mar 29, 2012
Organised: Corporation, Michigan

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LEONARD GLOBAL MACRO FUND, LLC	Hedge Fund	$541,897	Mar 29, 2012	24	Mar 29, 2012	reported	021-1410450

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DONALD M. LEONARD CREDIT SHELTER QUALIFIED SUBCHAPTER S TRUST NO. 1	Owner	D	yes	01/2010	Mar 29, 2012	Mar 29, 2012
FRENCH, DAINFORTH BAKER JR	PRESIDENT & CHIEF EXECUTIVE OFFICER	Na	yes	07/2007	Mar 29, 2012	Mar 29, 2012
FRENCH, DAINFORTH BAKER JR	PARTIAL OWNER	C	yes	01/2010	Mar 29, 2012	Mar 29, 2012
LEONARD INVESTMENT GROUP	Owner	C	yes	11/1995	Mar 29, 2012	Mar 29, 2012
LEONARD-FRENCH HOLDINGS, INC.	Owner	D	yes	01/2010	Mar 29, 2012	Mar 29, 2012
LEONARD-FRENCH HOLDINGS, INC.	Owner	E	yes	01/2010	Mar 29, 2012	Mar 29, 2012
LEONARD, WENDY TERESE	Trustee	E	yes	01/2008	Mar 29, 2012	Mar 29, 2012
MASON, JAMES RICHARD	CHIEF COMPLIANCE OFFICER	Na	yes	02/2012	Mar 29, 2012	Mar 29, 2012
WEBER, DAVID KEITH	CHIEF FINANCIAL OFFICER/FIN OP	Na	yes	10/2005	Mar 29, 2012	Mar 29, 2012

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BONITA SPRINGS	FL	United States	n/a	no
Birmingham	Mi	United States	n/a	no
GROSSE POINTE FARMS	Mi	United States	n/a	no
Saginaw	Mi	United States	n/a	no
STERLING HEIGHTS	Mi	United States	n/a	no
Amherst	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$200M	$198M	n/a	n/a	n/a	1	$541,897

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$200M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (1)

→ LEONARD GLOBAL MACRO FUND, LLCPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV

Controls (7)

← FRENCH, DAINFORTH BAKER JROwnerPARTIAL OWNER, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← WEBER, DAVID KEITHOwnerCHIEF FINANCIAL OFFICER/FIN OP, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← LEONARD, WENDY TERESEOwnerTRUSTEE, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← MASON, JAMES RICHARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← DONALD M. LEONARD CREDIT SHELTER QUALIFIED SUBCHAPTER S TRUST NO. 1OwnerOWNER, ownership code D, domestic entity
Mar 29, 2012 to presentfactForm ADV
← LEONARD INVESTMENT GROUPOwnerOWNER, ownership code C, domestic entity
Mar 29, 2012 to presentfactForm ADV
← LEONARD-FRENCH HOLDINGS, INC.OwnerOWNER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Registered with (18)

← JAY B HOWARDAdvisorregistration: previous registration
Oct 23, 2008 to Aug 29, 2012factForm ADV
← NICHOLAS ANTHONY HAWKAdvisorregistration: previous registration
May 4, 2012 to Jul 23, 2012factForm ADV
← BRADLEY SCOTT MONTGOMERYAdvisorregistration: previous registration
Feb 24, 2010 to Jul 23, 2012factForm ADV
← DOUGLAS COVINGTON OSBORNAdvisorregistration: previous registration
Dec 17, 2010 to Jul 23, 2012factForm ADV
← ANTHONY DAVID AGBAYAdvisorregistration: previous registration
Dec 22, 2010 to Jul 19, 2012factForm ADV
← SHERRIE LYNN INGHAMAdvisorregistration: previous registration
May 3, 2012 to Jul 19, 2012factForm ADV
← WILLIAM CHARLES TURNERAdvisorregistration: previous registration
Apr 14, 2010 to Jul 19, 2012factForm ADV
← FRED HOWARD SULTANAdvisorregistration: previous registration
Feb 2, 2010 to Jul 18, 2012factForm ADV
← ROBERTO RICARDO RIZZAAdvisorregistration: previous registration
Jan 10, 2012 to Jul 18, 2012factForm ADV
← SUELLEN CAROL ESTESAdvisorregistration: previous registration
Nov 4, 2010 to Jul 18, 2012factForm ADV
← JOHN ALLAN MANNAdvisorregistration: previous registration
Mar 21, 2012 to Jul 17, 2012factForm ADV
← PETER TIMOTHY FRAWLEYAdvisorregistration: previous registration
Jun 3, 2011 to Jun 12, 2012factForm ADV
← ERIC J LUTTONAdvisorregistration: previous registration
Sep 26, 2011 to Apr 4, 2012factForm ADV
← DAVID JOSEPH AQUILINAAdvisorregistration: previous registration
Sep 24, 2010 to Feb 16, 2012factForm ADV
← RAYMOND MAX PETTAdvisorregistration: previous registration
Feb 3, 2010 to Feb 2, 2012factForm ADV
← Christopher Thomas ReidAdvisorregistration: previous registration
Jan 26, 2010 to Oct 31, 2011factForm ADV
← LANCE WAYNE ROEAdvisorregistration: previous registration
Oct 20, 2010 to May 17, 2011factForm ADV
← TODD WILLIAM WALKERAdvisorregistration: previous registration
Jul 22, 2004 to Jan 12, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d7cf184-c4b3-eff1-187d-c3789da2164a
First observed: Mar 29, 2012
Last observed: Mar 29, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEONARD AND COMPANY

LEONARD & COMPANY, CRD 36527

TROY, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d7cf184-c4b3-eff1-187d-c3789da2164a

Data as of Mar 29, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LEONARD GLOBAL MACRO FUND, LLC

Hedge Fund

$541,897

Mar 29, 2012

reported

021-1410450

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DONALD M. LEONARD CREDIT SHELTER QUALIFIED SUBCHAPTER S TRUST NO. 1

Owner

yes

01/2010

Mar 29, 2012

FRENCH, DAINFORTH BAKER JR

PRESIDENT & CHIEF EXECUTIVE OFFICER

yes

07/2007

Mar 29, 2012

FRENCH, DAINFORTH BAKER JR

PARTIAL OWNER

yes

01/2010

Mar 29, 2012

LEONARD INVESTMENT GROUP

Owner

yes

11/1995

Mar 29, 2012

LEONARD-FRENCH HOLDINGS, INC.

Owner

yes

01/2010

Mar 29, 2012

LEONARD-FRENCH HOLDINGS, INC.

Owner

yes

01/2010

Mar 29, 2012

LEONARD, WENDY TERESE

Trustee

yes

01/2008

Mar 29, 2012

MASON, JAMES RICHARD

CHIEF COMPLIANCE OFFICER

yes

02/2012

Mar 29, 2012

WEBER, DAVID KEITH

CHIEF FINANCIAL OFFICER/FIN OP

yes

10/2005

Mar 29, 2012

City

State

Country

Employees

Also broker-dealer

BONITA SPRINGS

United States

n/a

Birmingham

United States

n/a

GROSSE POINTE FARMS

United States

n/a

Saginaw

United States

n/a

STERLING HEIGHTS

United States

n/a

Amherst

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

$200M

$198M

n/a

$541,897

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$200M

n/a