DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MARINER
HIGHLANDS RANCH, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Mar 16, 2018 | n/a | yes | HIGHLANDS RANCH, CO | Current employment |
| KUMMER FINANCIAL STRATEGIES, LLC | Former SEC adviser | Feb 5, 2018 | Dec 31, 2018 | no | Highlands Ranch, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KUMMER FINANCIAL STRATEGIES, LLC | Mariner | Dec 31, 2018 | Mar 16, 2018 | -290 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 290009:140195:CO:2018-12-31 | Dec 31, 2018 | Mar 16, 2018 | HIGHLANDS RANCH, CO | Firm change after gap |