DFX Intelligence

C•••••• N•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C•••••• N•••••• S••••••

Advisor at P•••••••• S••••••••• I•••

Laingsburg, MI | DES MOINES, IA

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Search this name across graphsid dfx:ria:5bc14e73-0aa7-8851-be81-2f31fe9ff723

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 9, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	Feb 6, 2025	n/a	yes	DES MOINES, IA\|Laingsburg, MI	Current employment
C••• L••	Bd affiliated wealth	Apr 2, 2024	Oct 2, 2024	no	OMAHA, NE\|Okemos, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	P•••••••• S••••••••• I•••	Oct 2, 2024	Feb 6, 2025	127	Firm change	Ibd to ibd
S•••••••• A•••••• N••••••	C••• L••	Nov 6, 2019	Apr 2, 2024

Relationships

Registered with (3)

→ P•••••••• S••••••••• I•••Registered adviserregistration: current employment
Feb 6, 2025 to presentfactForm ADV
→ C••• L••Registered adviserregistration: previous registration
Apr 2, 2024 to Oct 2, 2024factForm ADV
→ S•••••••• A•••••• N••••••Registered adviserregistration: previous registration
Oct 9, 2017 to Nov 6, 2019factForm ADV

Dated events

Occurred
Oct 2, 2024
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5bc14e73-0aa7-8851-be81-2f31fe9ff723
First observed: Oct 9, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.