DFX Intelligence
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CAITLIN J•••, LLC, CRD 154494
BRIGHTON, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| D•••• A••• L•••••••• | n/a | VALPARAISO, IN | BRIGHTON, MI | 14 | 39 | n/a | no |
| S••••• M•••••• R•• | n/a | BRIGHTON, MI | LONGBOAT KEY, FL | 10 | 25 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••• R•••••• J••• | OWNER, SOLE MEMBER, & CCO | E | yes | 04/2011 | May 31, 2017 | Sep 23, 2024 |
| B•••••• K••••••• E•••• | CHIEF FINANCIAL OFFICER | Na | no | 04/2011 | May 31, 2017 | Sep 23, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A• S•••••• W•• T• I•••••• I••• | n/a | Asset manager | $150M | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Tampa | FL | United States | 3 | no |
| Brighton | Mi | United States | 1 | no |
| Troy | Mi | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 4 | 1 | 3 | 4.2% | 1 | 0 | 0 | 6 | 7 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $215M | $183M | 17.2% | $113M | 23.8% | 29 | 24 | 13 | 14 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| L••••• W••••• M••••••••• G••••• I••• | 4 | Aug 9, 2022 | Aug 16, 2022 | BRIGHTON, MI | Firm absorbed | RIA to new firm | 57.1% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| P•••• O• M••• W••••• M••••••••• | 2 | Jan 6, 2023 | Jan 6, 2023 | GRAYSLAKE, IL | Team lift out | RIA to RIA | 33.3% |
| G••••••• P••••• P•••••• W••••• M••••••••• L•• | 4 | Dec 20, 2022 |
| no |
| J•••• W• A••••• | n/a | BRIGHTON, MI | R•••LEY, CA | 4 | 12 | 2 | no |
| D•••• H••••• K••••• | Certified Financial Planner | NEW SMYRNA BEACH, FL | BRIGHTON, MI | 3 | 44 | 1 | no |
| S•••• J•• K••• | n/a | FRESNO, CA | BRIGHTON, MI | 3 | 29 | 2 | no |
| N••• A••• K••••• | n/a | GERMANTOWN, MD | BRIGHTON, MI | 3 | 20 | 1 | no |
| s••••• k•••••••• b••••• | n/a | Tampa, FL | BRIGHTON, MI | 3 | 10 | 1 | no |
| N••••• D••••• M•••• | Certified Financial Planner | BRIGHTON, MI | 3 | 11 | 1 | no |
| A•••••• M•••••• L•••• | n/a | BRIGHTON, MI | Tampa, FL | 2 | 11 | n/a | no |
| J••• C•••••• L•••••• | Certified Financial Planner|Chartered Financial Consultant | BRIGHTON, MI | 1 | 43 | 3 | no |
| R•••••• C••••••••• G•••• | n/a | San Diego, CA | BRIGHTON, MI | 1 | 30 | 6 | no |
| M•••••• J• H•••••• | n/a | BRIGHTON, MI | EAST GRAND RAPIDS, MI | 1 | 17 | n/a | no |
| R••••• J••• B••••• | n/a | BRIGHTON, MI | 1 | 11 | n/a | no |
| J•••• K•••••••• | n/a | BRIGHTON, MI | 1 | 15 | n/a | no |
| R••••• J••• B••••• | n/a | BONITA SPRINGS, FL | BRIGHTON, MI | 1 | 35 | 3 | no |
| G••••• W••••• M•••• | n/a | Las Vegas, NV | BRIGHTON, MI | 1 | 23 | n/a | no |
| B•••••• J• B•••• | n/a | Sandy, UT | BRIGHTON, MI | 0 | 14 | n/a | no |
| B••••••• J••••• L•••••• | n/a | BRIGHTON, MI | Grosse Ile, MI | 0 | 26 | n/a | no |
| O•• M••••••• S••••••• | n/a | Boca Raton, FL | BRIGHTON, MI | 0 | 24 | n/a | no |
| M••• E••••• C••••• | n/a | Sherwood Forest, CA | BRIGHTON, MI | 0 | 31 | 2 | no |
| M•••••• R••••• L•••••• | n/a | BRIGHTON, MI | 0 | 17 | n/a | no |
| M•••••• E• C•••••• | n/a | BRIGHTON, MI | Bennett, CO | 0 | 11 | n/a | no |
| E•••• T••••• F•••• | Certified Financial Planner | BRIGHTON, MI | Circle Pines , MN | 0 | 12 | 1 | no |
| F•••• J•••• M••••••• | Chartered Financial Analyst | BRIGHTON, MI | Park Ridge, NJ | 0 | 26 | 2 | no |
| B••••••• T••••• R••••• | n/a | BRIGHTON, MI | 0 | 10 | n/a | no |
| $215M |
| $211M |
| 26 |
| 24 |
| 10 |
| n/a |
| n/a |
| 2024 | Mar 31, 2025 | $183M | $183M | 24 | 19 | 14 | n/a | n/a |
| 2023 | Mar 28, 2024 | $143M | $143M | 24 | 21 | 15 | n/a | n/a |
| 2022 | Mar 30, 2023 | $113M | $113M | 22 | 20 | 12 | n/a | n/a |
| 2021 | Mar 31, 2022 | $251M | $251M | 18 | 15 | 7 | n/a | n/a |
| 2020 | Mar 31, 2021 | $219M | $219M | 18 | 15 | 6 | n/a | n/a |
| 2019 | Mar 31, 2020 | $186M | $186M | 18 | 15 | 8 | n/a | n/a |
| 2018 | Mar 30, 2019 | $159M | $159M | 15 | 12 | 7 | n/a | n/a |
| 2017 | Mar 30, 2018 | $150M | $150M | 13 | 12 | 6 | n/a | n/a |
| BRIGHTON, MI |
| Firm absorbed |
| RIA to RIA |
| 80.0% |
| W•••••• • R••• | 2 | Dec 27, 2016 | Feb 27, 2017 | LYNCHBURG, VA | Team lift out | Other | 0.1% |