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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

DYLAN DANIEL BROOKS

Advisor at BFC PLANNING, INC.

TELLURIDE, CO | CEDAR RAPIDS, IA

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Search this name across graphsid dfx:ria:5bc41ad1-9f10-f00a-41b3-519ef6fe1649

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 25, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BFC PLANNING, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 24, 2003
First registration: Nov 25, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4688151

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BFC PLANNING, INC.	Bd affiliated wealth	Jan 3, 2023	n/a	yes	CEDAR RAPIDS, IA\|TELLURIDE, CO	Current employment
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Jun 10, 2013	Dec 31, 2022	no	TELLURIDE, CO	Previous registration
MUTUAL SECURITIES, INC.	Former SEC adviser	Nov 16, 2012	Jul 9, 2013	no	TELLURIDE, CO\|WESTLAKE VILLAGE, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 25, 2003	Nov 27, 2012	no	NEW YORK, NY\|TELLURIDE, CO\|LAKEWOOD, CO\|TELLURIDE, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MUTUAL ADVISORS, LLC	BFC PLANNING, INC.	Dec 31, 2022	Jan 3, 2023	3	Firm change	Ibd to ibd
MUTUAL SECURITIES, INC.	MUTUAL ADVISORS, LLC	Jul 9, 2013	Jun 10, 2013	-29	Firm change	Other
EQUITABLE ADVISORS, LLC	MUTUAL SECURITIES, INC.	Nov 27, 2012	Nov 16, 2012	-11	Firm change	Other

Relationships

Registered with (4)

→ BFC PLANNING, INC.Registered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ MUTUAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 10, 2013 to Dec 31, 2022factForm ADV
→ MUTUAL SECURITIES, INC.Registered adviserregistration: previous registration
Nov 16, 2012 to Jul 9, 2013factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 25, 2003 to Nov 27, 2012factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Dylan Daniel Brooks left Mutual Advisors, Llc for Bfc Planning, Inc. (registered 2023-01-03)
Form ADVobserved 5 days ago