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Advisor at FOURTH DIMENSION WEALTH, LLC
MIDDLEBURG HEIGHTS, OH | Mentor, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOURTH DIMENSION WEALTH, LLC | Independent wealth | Apr 30, 2024 | n/a | yes | Mentor, OH|MIDDLEBURG HEIGHTS, OH | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | May 10, 2024 | no | MENTOR, OH | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Jan 21, 2020 | Mar 21, 2024 | no | BAY VILLAGE, OH|MENTOR, OH | Previous registration |
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Jul 29, 2014 | Feb 6, 2020 | no | MENTOR, OH|WILLOUGHBY HILLS, OH|WILLOUGHBY HILLS, OH|Mentor, OH | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 16, 2013 | Feb 5, 2020 | no | MENTOR, OH|WILLOUGHBY HILLS, OH|MENTOR, OH | Previous registration |
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Apr 9, 2012 | Aug 20, 2013 | no | Cleveland, OH|PAINESVILLE, OH|Columbus, OH | Previous registration |
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | Nov 24, 2010 | Mar 16, 2012 | no | MENTOR, OH | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Nov 13, 2009 | Nov 29, 2010 | no | CLEVELAND, OH|CLEVELAND, OH|MENTOR-ON-THE-LAKE, OH|WILLOWICK, OH|MAYFIELD HEIGHTS, OH|PAINESVILLE, OH|LYNDHURST, OH|CLEVELAND, OH|SOUTH EUCLID, OH|CHARDON, OH|NEWBURY, OH | Previous registration |
| NATCITY INVESTMENTS, INC. | n/a | Oct 8, 2009 | Nov 13, 2009 | no | CHARDON, OH|NEWBURY, OH | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Nov 22, 2004 | Oct 5, 2009 | no | WICKLIFFE, OH|Mentor, OH|CHARDON, OH|MENTOR, OH|MENTOR, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | FOURTH DIMENSION WEALTH, LLC | May 10, 2024 | Apr 30, 2024 | -10 | Firm change | Ibd to RIA |
| CETERA ADVISORS LLC | CETERA INVESTMENT ADVISERS LLC | Mar 21, 2024 | Mar 21, 2024 | 0 | Bulk transfer | Ibd to ibd |
| STRATOS WEALTH PARTNERS, LTD | CETERA ADVISORS LLC | Feb 6, 2020 | Jan 21, 2020 | -16 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | STRATOS WEALTH PARTNERS, LTD | Feb 5, 2020 | Jul 29, 2014 | -2,017 | Firm change after gap | Other |
| KEY INVESTMENT SERVICES LLC | LPL FINANCIAL LLC | Aug 20, 2013 | Aug 16, 2013 | -4 | Firm change | Other |
| HUNTINGTON FINANCIAL ADVISORS | KEY INVESTMENT SERVICES LLC | Mar 16, 2012 | Apr 9, 2012 | 24 | Firm change | Other |
| PNC WEALTH MANAGEMENT | HUNTINGTON FINANCIAL ADVISORS | Nov 29, 2010 | Nov 24, 2010 | -5 | Firm change | Other |
| NATCITY INVESTMENTS, INC. | PNC WEALTH MANAGEMENT | Nov 13, 2009 | Nov 13, 2009 | 0 | Bulk transfer | Other |
| FIFTH THIRD SECURITIES, INC. | NATCITY INVESTMENTS, INC. | Oct 5, 2009 | Oct 8, 2009 | 3 | Firm change | Other |