DFX Intelligence
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Reading the graph
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Advisor at I••••••••• M••••••••• L••
SCOTTSDALE, AZ | DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• M••••••••• L•• | Independent wealth | Jun 12, 2023 | n/a | yes | DENVER, CO|SCOTTSDALE, AZ | Current employment |
| N•• F••••••• A•••••••• L•• | Asset manager | Jul 26, 2019 | Apr 17, 2023 | no | Mesa, AZ|BOSTON, MA|CENTENNIAL, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•• F••••••• A•••••••• L•• | I••••••••• M••••••••• L•• | Apr 17, 2023 | Jun 12, 2023 | 56 | Firm change | Other |
| S•• I••••••••• M••••••••• C••• | N•• F••••••• A•••••••• L•• | Jul 16, 2019 | Jul 26, 2019 |
| S•• I••••••••• M••••••••• C••• | Mixed wealth | Aug 17, 2015 | Jul 16, 2019 | no | MESA, AZ|OAKS, PA|Mesa, AZ | Previous registration |
| A••••••••• I••• | Bd affiliated wealth | Jan 26, 2010 | Aug 4, 2015 | no | CONCORD, CA | Previous registration |
| R•••••• I••••••••• | Asset manager | Jan 26, 2006 | Nov 20, 2009 | no | MESA, AZ|SEATTLE, WA | Previous registration |
| 10 |
| Firm change |
| Other |
| A••••••••• I••• | S•• I••••••••• M••••••••• C••• | Aug 4, 2015 | Aug 17, 2015 | 13 | Firm change | Other |
| R•••••• I••••••••• | A••••••••• I••• | Nov 20, 2009 | Jan 26, 2010 | 67 | Firm change | Other |