DFX Intelligence

I••••••••• W••••• S••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

I••••••••• W••••• S••••••••• L••

CRD 155254

A•••••, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5bdab3bc-3c5a-a64b-0efe-dadcf3c9413f

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 0
Observed: May 3, 2019 to Mar 31, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $152M••• Locked
Discretionary RAUM: $152M
Private client RAUM: $152Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $75.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••• C•••••• C••••••	n/a	A•••••, TX	13	24	1	no
A••••• T• C••••••	n/a	A•••••, TX	9	13

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• D•••••• C••••••	MANAGING MEMBER	D	yes	08/2013	May 3, 2019	Mar 13, 2024
C••••••• A•••••• T•	CHIEF COMPLIANCE OFFICER	Na	no	04/2019	May 3, 2019	Mar 13, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$152M	$140M	8.0%	$90.7M	18.7%	7	7	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•• A•••••••• L••	2	Mar 21, 2023	Nov 2, 2021	A•••••, TX	Team lift out	RIA to RIA	50.0%

Relationships

Registered with (6)

← A••••• T• C••••••Advisorregistration: current employment
Oct 21, 2016 to presentfactForm ADV
← D••••• C•••••• C••••••Advisorregistration: current employment
Aug 30, 2013 to presentfactForm ADV
← ANITA LYNNE WIGGINSAdvisorregistration: previous registration
Nov 1, 2010 to Mar 21, 2023factForm ADV
← RICHARD AARON LEWINS

Dated events

Occurred
Mar 21, 2023
Team lift-out
2 advisors left I••••••••• W••••• S••••••••• L•• (Austin, TX) for R•• A•••••••• L•• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Mar 21, 2023
Advisor changed firm
Richard Aaron Lewins left I••••••••• W••••• S••••••••• L•• for R•• A•••••••• L•• (registered 2021-11-02)
Form ADVobserved 7 days ago
Occurred
Mar 21, 2023
Advisor changed firm
Anita Lynne Wiggins left I••••••••• W••••• S••••••••• L•• for R•• A•••••••• L•• (registered 2021-11-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5bdab3bc-3c5a-a64b-0efe-dadcf3c9413f
First observed: May 3, 2019
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.