DFX Intelligence

R•••••• A•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor45 years in industry

R•••••• A•••• L•••••

Advisor at R•• A•••••••• L••

VESTAVIA HILLS, AL | Austin, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7161f7fe-fd41-dadc-9465-1a5dccdda7b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 26, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 30, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• A•••••••• L••	Independent wealth	Nov 2, 2021	n/a	yes	Austin, TX\|VESTAVIA HILLS, AL	Current employment
I••••••••• W••••• S••••••••• L••	Independent wealth	Apr 26, 2014	Mar 21, 2023	no	DALLAS, TX\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• W••••• S••••••••• L••	R•• A•••••••• L••	Mar 21, 2023	Nov 2, 2021	-504	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
155254:158401:TX:2023-03-21	Mar 21, 2023	Nov 2, 2021	AUSTIN, TX	Firm change after gap

Relationships

Registered with (2)

→ R•• A•••••••• L••Registered adviserregistration: current employment
Nov 2, 2021 to presentfactForm ADV
→ I••••••••• W••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 26, 2014 to Mar 21, 2023factForm ADV

Dated events

Occurred
Mar 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7161f7fe-fd41-dadc-9465-1a5dccdda7b1
First observed: Apr 26, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.