K•••••• O••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

WELLESLEY HILLS, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5be184d1-f881-4eaf-3683-b26341455eae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 27, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 20, 2017	n/a	yes	WELLESLEY HILLS, MA	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Jan 20, 2015	Jun 26, 2017	no	BOSTON, MA\|ARLINGTON, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 26, 2017	Jun 20, 2017	-6	Firm change	Other
C•••••• S••••• • C••• I•••	E•••••• C•••••• M••••••••• L••	Jul 18, 2014	Jan 20, 2015

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Jun 20, 2017 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 20, 2015 to Jun 26, 2017factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 17, 2011 to Jul 18, 2014factForm ADV
→ S•••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5be184d1-f881-4eaf-3683-b26341455eae
First observed: Mar 20, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.