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B••••••• S•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

B••••••• S•••• C••••

Advisor at E•••••••• A•••••••• L••

IRVINE, CA | San Clemente, CA

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Search this name across graphsid dfx:ria:5be1d1b7-0646-33c2-0025-6d847cc28762

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 26, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Mar 12, 2020	n/a	yes	IRVINE, CA\|San Clemente, CA	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 31, 2016	Mar 14, 2018	no	San Diego, CA\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	E•••••••• A•••••••• L••	Mar 14, 2018	Mar 12, 2020	729	Firm change after gap	Other
F•••• F•••••••• G••••• I•••	K••••• A••••••• S•••••••• L••	Nov 7, 2016	Oct 31, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
28784:283330:CA:2016-11-07	Nov 7, 2016	Oct 31, 2016	SAN DIEGO, CA	Firm change

Relationships

Registered with (3)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 12, 2020 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 31, 2016 to Mar 14, 2018factForm ADV
→ F•••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 4, 2002 to Nov 7, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5be1d1b7-0646-33c2-0025-6d847cc28762
First observed: Jan 4, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.