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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FORTA FINANCIAL GROUP, INC.

CRD 28784

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:312df82a-9ffa-a576-00e3-b5bfeb331a21

Data as of Oct 5, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 60
Dated events: 8
On other graphs: 0
Observed: Feb 28, 2012 to Oct 5, 2021
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $172MItem 5.F on the latest filing (2021-10-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $58.6M
Private client RAUM: $160MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25
Advisory employees: 20
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 1,284
Individual clients: 1,283
SEC number: 801-113100
CRD: 28784
Filings on the tape: 23
First filed: Feb 28, 2012
Latest filed: Oct 5, 2021
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAMPEN, ANTHONY JOSEPH	CHIEF COMPLIANCE OFFICER, CROP	Na	yes	11/2000	Feb 28, 2012	Oct 5, 2021
FINANCIAL GRAVITY COMPANIES	Owner	E	yes	05/2020	Jun 1, 2020	Oct 5, 2021
JAGLOWSKI, JILL ANN	CEO, DIRECTOR	Na	yes	09/2021	Oct 5, 2021	Oct 5, 2021

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Loveland	Co	United States	2	yes
Kalamazoo	Mi	United States	2	yes
SAN DIEGO	CA	United States	1	no
Allen	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Dec 23, 2020	$172M	$58.6M	25	20	4	n/a	n/a
2019	Dec 26, 2019	$119M	$19.1M	24	15	4	n/a	n/a
2018	Apr 1, 2019	$105M	$12.2M	24	15	4	n/a	n/a
2011	Feb 28, 2012	$47.6M	$14.2M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$172M	$119M	44.3%	n/a	n/a	25	24	4	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC	3	Oct 4, 2021	Jan 4, 2023	TEMECULA, CA	Channel change	RIA to new firm	15.0%
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC	7	Oct 4, 2021	Feb 3, 2025	GREENWOOD VILLAGE, CO	Channel change	RIA to new firm	35.0%
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC	9	Sep 21, 2021	Feb 10, 2022	AUSTIN, TX	Channel change	RIA to new firm	42.9%
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	2	Jun 30, 2021	Jun 18, 2021	GREENWOOD VILLAGE, CO	Team lift out	RIA to ibd	8.7%
A & I WEALTH MANAGEMENT	2	Jun 13, 2017	May 19, 2017	GREENWOOD VILLAGE, CO	Team lift out	Other	16.7%
KESTRA ADVISORY SERVICES, LLC	3	Nov 7, 2016	Oct 31, 2016	SAN DIEGO, CA	Team lift out	Other	15.8%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	2	Jun 9, 2020	Jun 1, 2020	KALAMAZOO, MI	Team lift out	Ibd to RIA	0.1%

Relationships

Controls (3)

← CAMPEN, ANTHONY JOSEPHOwnerCHIEF COMPLIANCE OFFICER, CROP, ownership code NA, individual
Feb 28, 2012 to presentfactForm ADV
← JAGLOWSKI, JILL ANNOwnerCEO, DIRECTOR, ownership code NA, individual
Oct 5, 2021 to presentfactForm ADV
← FINANCIAL GRAVITY COMPANIESOwnerOWNER, ownership code E, domestic entity
Jun 1, 2020 to presentfactForm ADV

Moved with (5)

→ FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLCRegistered adviser9 advisors, team lift out
Oct 4, 2021 to Feb 3, 2025factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser2 advisors, team lift out
Jun 30, 2021 to Jun 18, 2021factForm ADV
← CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Jun 9, 2020 to Jun 1, 2020factForm ADV
→ A & I WEALTH MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Jun 13, 2017 to May 19, 2017factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviser3 advisors, team lift out, same day
Nov 7, 2016 to Oct 31, 2016factForm ADV

Registered with (50)

← JOHN LINTON AVERYAdvisorregistration: previous registration
Jan 1, 1999 to Oct 5, 2021factForm ADV
← KEITH WILLIAM WEINMANAdvisorregistration: previous registration
Feb 6, 2012 to Oct 5, 2021factForm ADV
← Jill Ann HendersonAdvisorregistration: previous registration
Apr 2, 2020 to Oct 5, 2021factForm ADV
← MATTHEW LOUIS RZEPKAAdvisorregistration: previous registration
Jun 1, 2020 to Oct 5, 2021factForm ADV
← LORNE HOWARD LEVYAdvisorregistration: previous registration
Nov 7, 2008 to Oct 5, 2021factForm ADV
← PHILIP J KEHOEAdvisorregistration: previous registration
Jun 1, 2020 to Oct 5, 2021factForm ADV
← Kaili Erin WintersAdvisorregistration: previous registration
Apr 20, 2020 to Oct 5, 2021factForm ADV
← JOHN DAVID POLLOCKAdvisorregistration: previous registration
Aug 22, 2019 to Oct 4, 2021factForm ADV
← MARTIN DAVID EISENSTEINAdvisorregistration: previous registration
Jan 4, 2021 to Oct 4, 2021factForm ADV
← DANIEL WADE DUBOSEAdvisorregistration: previous registration
Jun 16, 2020 to Oct 4, 2021factForm ADV
← WILLIAM ROBERT NELSONAdvisorregistration: previous registration
Jan 18, 2018 to Oct 4, 2021factForm ADV
← ASHLEY CHRISTINE WINTERSAdvisorregistration: previous registration
Nov 12, 2020 to Oct 4, 2021factForm ADV
← Erling Bert BrakkeAdvisorregistration: previous registration
Mar 3, 2020 to Oct 4, 2021factForm ADV
← Dean R. SpeckerAdvisorregistration: previous registration
Oct 1, 2020 to Oct 4, 2021factForm ADV
← Jennifer Lynn RalstonAdvisorregistration: previous registration
May 6, 2020 to Oct 4, 2021factForm ADV
← Alexis Erin GallatiAdvisorregistration: previous registration
Aug 5, 2020 to Oct 4, 2021factForm ADV
← Timothy Scott TerryAdvisorregistration: previous registration
Oct 1, 2020 to Oct 4, 2021factForm ADV
← Tatiana TsoirAdvisorregistration: previous registration
Feb 2, 2021 to Oct 4, 2021factForm ADV
← William Raymond PerletteAdvisorregistration: previous registration
Jun 14, 2021 to Oct 4, 2021factForm ADV
← MARC DAVID OROURKEAdvisorregistration: previous registration
May 24, 2021 to Oct 4, 2021factForm ADV
← SCOTT CHRISTOPHER WINTERSAdvisorregistration: previous registration
Dec 19, 2018 to Sep 21, 2021factForm ADV
← ALEXIS GEORGEANNA HERMANAdvisorregistration: previous registration
Jul 18, 2014 to Jul 14, 2021factForm ADV
← Marilyn Smothers WeaverAdvisorregistration: previous registration
Aug 6, 2002 to Jun 30, 2021factForm ADV
← DANIEL (NMN) GUILLENAdvisorregistration: previous registration
May 12, 2020 to Feb 18, 2021factForm ADV
← BIRAN CLIFFORD HERNDONAdvisorregistration: previous registration
Oct 26, 2020 to Dec 23, 2020factForm ADV
← TAYLOR THOMAS LEARYAdvisorregistration: previous registration
Apr 1, 2011 to Nov 16, 2020factForm ADV
← BRUCE ALLEN LARSENAdvisorregistration: previous registration
Mar 22, 2010 to Sep 13, 2020factForm ADV
← KEVNE LEA SHARPEAdvisorregistration: previous registration
Sep 13, 2017 to Jul 17, 2020factForm ADV
← ROBERT LANE FARMERAdvisorregistration: previous registration
Jul 15, 2014 to Oct 21, 2019factForm ADV
← BRANDON TYLER WANNAdvisorregistration: previous registration
May 28, 2013 to May 18, 2019factForm ADV
and 20 more

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 5, 2021
Control person joined
Jill Ann Jaglowski (Ceo, Director) appeared on Schedule A of Forta Financial Group, Inc.
Form ADVobserved 4 days ago
Occurred
Oct 5, 2021
Control person left
Gary Joel Nemer (Director) no longer on Schedule A of Forta Financial Group, Inc. (listed 2021-03-09, absent 2021-10-05)
Form ADVobserved 4 days ago
Occurred
Oct 5, 2021
Control person left
Scott Christopher Winters (Director) no longer on Schedule A of Forta Financial Group, Inc. (listed 2021-03-09, absent 2021-10-05)
Form ADVobserved 4 days ago
Occurred
Jul 30, 2020
Control person left
Brad Allen Dowell (Finop) no longer on Schedule A of Forta Financial Group, Inc. (listed 2020-06-30, absent 2020-07-30)
Form ADVobserved 4 days ago
Occurred
Jun 1, 2020
Control person left
Daniel George Lempe (Shareholder) no longer on Schedule A of Forta Financial Group, Inc. (listed 2020-02-18, absent 2020-06-01)
Form ADVobserved 4 days ago
Occurred
Jun 1, 2020
Control person left
William Robert Nelson (Shareholder) no longer on Schedule A of Forta Financial Group, Inc. (listed 2020-02-18, absent 2020-06-01)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2018
First Form ADV filing
Presidential Brokerage, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Mar 30, 2018
Forta Financial Group, Inc. reported 15 state-registered advisory representatives, up from 0 (2012-06-18 to 2018-03-30)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:312df82a-9ffa-a576-00e3-b5bfeb331a21
First observed: Feb 28, 2012
Last observed: Oct 5, 2021 60 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FORTA FINANCIAL GROUP, INC.

CRD 28784

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:312df82a-9ffa-a576-00e3-b5bfeb331a21

Data as of Oct 5, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:21 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAMPEN, ANTHONY JOSEPH

CHIEF COMPLIANCE OFFICER, CROP

yes

11/2000

Feb 28, 2012

Oct 5, 2021

FINANCIAL GRAVITY COMPANIES

Owner

yes

05/2020

Jun 1, 2020

Oct 5, 2021

JAGLOWSKI, JILL ANN

CEO, DIRECTOR

yes

09/2021

Oct 5, 2021

City

State

Country

Employees

Also broker-dealer

Loveland

United States

yes

Kalamazoo

United States

yes

SAN DIEGO

United States

Allen

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Dec 23, 2020

$172M

$58.6M

n/a

2019

Dec 26, 2019

$119M

$19.1M

n/a

2018

Apr 1, 2019

$105M

$12.2M

n/a

2011

Feb 28, 2012

$47.6M

$14.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$172M

$119M

44.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

Oct 4, 2021

Jan 4, 2023

TEMECULA, CA

Channel change

RIA to new firm

15.0%

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

Oct 4, 2021

Feb 3, 2025

GREENWOOD VILLAGE, CO

Channel change

RIA to new firm

35.0%

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

Sep 21, 2021

Feb 10, 2022

AUSTIN, TX

Channel change

RIA to new firm

42.9%

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jun 30, 2021

Jun 18, 2021

GREENWOOD VILLAGE, CO

Team lift out

RIA to ibd

8.7%

A & I WEALTH MANAGEMENT

Jun 13, 2017

May 19, 2017

GREENWOOD VILLAGE, CO

Team lift out

Other

16.7%

KESTRA ADVISORY SERVICES, LLC

Nov 7, 2016

Oct 31, 2016

SAN DIEGO, CA

Team lift out

Other

15.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jun 9, 2020

Jun 1, 2020

KALAMAZOO, MI

Team lift out

Ibd to RIA

0.1%