DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

THOMAS HOLMAN TRUESDELL

Advisor at AMERICAN INDEPENDENT SECURITIES GROUP, LLC

Fort Thomas, KY | EAGLE, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5be5f561-e4cf-215c-a69a-8cf6f6bdfed5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 19, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERICAN INDEPENDENT SECURITIES GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 5, 1999
First registration: Jun 19, 2001
Dual registered: yes, broker-dealer
Other names: TOM HOLMAN TRUESDELL
IAPD individual key: 4007728

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERICAN INDEPENDENT SECURITIES GROUP, LLC	Independent wealth	Jul 2, 2025	n/a	yes	Fort Thomas, KY\|Fort Thomas, KY\|EAGLE, ID\|EAGLE, ID	Current employment
L.M. KOHN & COMPANY	Former SEC adviser	Jun 27, 2005	Jul 1, 2025	no	FORT THOMAS, KY\|FORT THOMAS, KY\|CINCINNATI, OH\|CINCINNATI, OH	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 28, 2005	Jun 23, 2005	no	FAIRFIELD, IA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH, INC.	n/a	Jun 19, 2001	Mar 28, 2005	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L.M. KOHN & COMPANY	AMERICAN INDEPENDENT SECURITIES GROUP, LLC	Jul 1, 2025	Jul 2, 2025	1	Firm change	RIA to RIA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	L.M. KOHN & COMPANY	Jun 23, 2005	Jun 27, 2005	4	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 28, 2005	Mar 28, 2005	0	Bulk transfer	Other

Relationships

Registered with (4)

→ AMERICAN INDEPENDENT SECURITIES GROUP, LLCRegistered adviserregistration: current employment
Jul 2, 2025 to presentfactForm ADV
→ L.M. KOHN & COMPANYRegistered adviserregistration: previous registration
Jun 27, 2005 to Jul 1, 2025factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 28, 2005 to Jun 23, 2005factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH, INC.Registered adviserregistration: previous registration
Jun 19, 2001 to Mar 28, 2005factForm ADV

Dated events

Occurred
Jul 1, 2025
Advisor changed firm
Thomas Holman Truesdell left L.M. Kohn & Company for American Independent Securities Group, Llc (registered 2025-07-02)
Form ADVobserved 6 days ago