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RIA / WealthAdvisor31 years in industry

PETER LAWRENCE MOONEY

Advisor at ULTRA ADVISORS LLC

LYNDHURST, OH

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Search this name across graphsid dfx:ria:5beb6db3-2ad9-8d58-cec4-4801cb4df08e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ULTRA ADVISORS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 9, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 9, 1995
First registration: Sep 18, 2001
Dual registered: no
Other names: PETER L MOONEY
IAPD individual key: 2365429

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ULTRA ADVISORS LLC	State registered	May 27, 2019	n/a	yes	LYNDHURST, OH	Current employment
ANCORA RETIREMENT PLAN ADVISORS, LLC	Other adviser	May 10, 2007	Mar 25, 2019	no	Mayfield Heights, OH\|MAYFIELD HEIGHTS, OH\|CLEVELAND, OH	Previous registration
WATERSTONE FINANCIAL GROUP, INC.	n/a	May 28, 2004	May 11, 2007	no	BEACHWOOD, OH	Previous registration
WS GRIFFITH SECURITIES, INC.	n/a	Sep 26, 2003	Jun 10, 2004	no	BEACHWOOD, OH	Previous registration
SIMPLY MONEY ADVISORS	Former SEC adviser	Jan 14, 2003	Sep 23, 2003	no	BEACHWOOD, OH	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 18, 2001	Aug 23, 2002	no	BEACHWOOD, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ANCORA RETIREMENT PLAN ADVISORS, LLC	ULTRA ADVISORS LLC	Mar 25, 2019	May 27, 2019	63	Firm change	Other
WATERSTONE FINANCIAL GROUP, INC.	ANCORA RETIREMENT PLAN ADVISORS, LLC	May 11, 2007	May 10, 2007	-1	Firm change	Other
WS GRIFFITH SECURITIES, INC.	WATERSTONE FINANCIAL GROUP, INC.	Jun 10, 2004	May 28, 2004	-13	Firm change	Other
SIMPLY MONEY ADVISORS	WS GRIFFITH SECURITIES, INC.	Sep 23, 2003	Sep 26, 2003	3	Firm change	Other
EQUITABLE ADVISORS, LLC	SIMPLY MONEY ADVISORS	Aug 23, 2002	Jan 14, 2003	144	Firm change	Other

Relationships

Registered with (6)

→ ULTRA ADVISORS LLCRegistered adviserregistration: current employment
May 27, 2019 to presentfactForm ADV
→ ANCORA RETIREMENT PLAN ADVISORS, LLCRegistered adviserregistration: previous registration
May 10, 2007 to Mar 25, 2019factForm ADV
→ WATERSTONE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
May 28, 2004 to May 11, 2007factForm ADV
→ WS GRIFFITH SECURITIES, INC.Registered adviserregistration: previous registration
Sep 26, 2003 to Jun 10, 2004factForm ADV
→ SIMPLY MONEY ADVISORSRegistered adviserregistration: previous registration
Jan 14, 2003 to Sep 23, 2003factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 18, 2001 to Aug 23, 2002factForm ADV

Dated events

No dated event names this entity yet.