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L•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

L•••••• B••••••

Advisor at O•••••• P•••••• W••••• M•••••••••

AUSTIN, TX | Austin, TX

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Search this name across graphsid dfx:ria:5bec6248-7a37-2046-cace-243cdd0d10fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• P•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• P•••••• W••••• M•••••••••	Independent wealth	Sep 16, 2015	n/a	yes	Austin, TX\|AUSTIN, TX	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Oct 31, 2008	Dec 15, 2008	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F•••••••• C•••••••• L••	S•••••••• F••••••••• I•••	Sep 17, 2015	Oct 31, 2008	-2,512	Firm change after gap	Other
S•••••••• F••••••••• I•••	O•••••• P•••••• W••••• M•••••••••	Dec 15, 2008

Relationships

Registered with (4)

→ O•••••• P•••••• W••••• M•••••••••Registered adviserregistration: current employment
Sep 16, 2015 to presentfactForm ADV
→ S•••••••• F•••••••• C•••••••• L••Registered adviserregistration: previous registration
May 8, 2007 to Sep 17, 2015factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2008 to Dec 15, 2008factForm ADV
→ A••••••• G•••••• S••••••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5bec6248-7a37-2046-cace-243cdd0d10fc
First observed: Oct 28, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.