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RIA / WealthAdvisor33 years in industry

ERIC ROGERS GADDY

Advisor at ALPHASTAR CAPITAL MANAGEMENT

CORNELIUS, NC | Boiling Springs, SC

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Search this name across graphsid dfx:ria:5bf33ebc-03ef-1966-3722-86a7d6d4757e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 13, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALPHASTAR CAPITAL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 7, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 7, 1993
First registration: May 13, 1999
Dual registered: no
IAPD individual key: 2338947

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALPHASTAR CAPITAL MANAGEMENT	Independent wealth	Oct 18, 2023	n/a	yes	Boiling Springs, SC\|CORNELIUS, NC	Current employment
SHANKLAND FINANCIAL ADVISORS, LLC	Independent wealth	Sep 16, 2019	Apr 15, 2021	no	FLAT ROCK, NC	Previous registration
INTEGRATED FINANCIAL STRATEGIES, LLC	No RAUM reported	Jan 10, 2019	Sep 5, 2019	no	ASHEVILLE, NC\|FORT LAUDERDALE, FL	Previous registration
CAPITAL INVESTMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Sep 8, 2010	Dec 31, 2017	no	RALEIGH, NC\|ASHEVILLE, NC\|SYLVA, NC	Previous registration
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	May 2, 2005	Jul 21, 2010	no	Hendersonville, NC\|HENDERSONVILLE, NC\|ASHEVILLE, NC	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Oct 13, 2003	May 9, 2005	no	ASHVILLE, NC	Previous registration
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	May 13, 1999	Oct 20, 2003	no	WAYNESVILLE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SHANKLAND FINANCIAL ADVISORS, LLC	ALPHASTAR CAPITAL MANAGEMENT	Apr 15, 2021	Oct 18, 2023	916	Firm change after gap	RIA to RIA
INTEGRATED FINANCIAL STRATEGIES, LLC	SHANKLAND FINANCIAL ADVISORS, LLC	Sep 5, 2019	Sep 16, 2019	11	Firm change	RIA to RIA
CAPITAL INVESTMENT ADVISORY SERVICES, LLC	INTEGRATED FINANCIAL STRATEGIES, LLC	Dec 31, 2017	Jan 10, 2019	375	Firm change	Other
FIRST CITIZENS INVESTOR SERVICES, INC.	CAPITAL INVESTMENT ADVISORY SERVICES, LLC	Jul 21, 2010	Sep 8, 2010	49	Firm change	Other
RBC CAPITAL MARKETS, LLC	FIRST CITIZENS INVESTOR SERVICES, INC.	May 9, 2005	May 2, 2005	-7	Firm change	Other
FIRST CITIZENS INVESTOR SERVICES, INC.	RBC CAPITAL MARKETS, LLC	Oct 20, 2003	Oct 13, 2003	-7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165007:139562:FL:2019-09-05	Sep 5, 2019	Sep 16, 2019	FORT LAUDERDALE, FL	Firm change

Relationships

Registered with (6)

→ ALPHASTAR CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Oct 18, 2023 to presentfactForm ADV
→ SHANKLAND FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 16, 2019 to Apr 15, 2021factForm ADV
→ INTEGRATED FINANCIAL STRATEGIES, LLCRegistered adviserregistration: previous registration
Jan 10, 2019 to Sep 5, 2019factForm ADV
→ CAPITAL INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Sep 8, 2010 to Dec 31, 2017factForm ADV
→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
May 2, 2005 to Jul 21, 2010factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Oct 13, 2003 to May 9, 2005factForm ADV

Dated events

No dated event names this entity yet.