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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

ANDREW NEIL BUCHANAN

Advisor at WCM INVESTMENT MANAGEMENT

LAGUNA BEACH, CA

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Search this name across graphsid dfx:ria:5bf46061-c79a-8cf6-4277-5216ef5d4290

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WCM INVESTMENT MANAGEMENT
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 7, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 7, 2001
First registration: Jun 18, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4372432

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WCM INVESTMENT MANAGEMENT	Other adviser	Feb 15, 2024	n/a	yes	LAGUNA BEACH, CA	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 11, 2013	no	HARTFORD, CT\|Hartford, CT\|Chicago, IL\|Washington, DC	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jun 27, 2008	Jun 1, 2009	no	HARTFORD, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 18, 2001	Jun 30, 2008	no	HARTFORD, CT\|HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WCM INVESTMENT MANAGEMENT	Jan 11, 2013	Feb 15, 2024	4,052	Firm change after gap	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Jun 30, 2008	Jun 27, 2008	-3	Firm change	Other

Relationships

Registered with (4)

→ WCM INVESTMENT MANAGEMENTRegistered adviserregistration: current employment
Feb 15, 2024 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 11, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jun 27, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 18, 2001 to Jun 30, 2008factForm ADV

Dated events

No dated event names this entity yet.