DFX Intelligence

P••• D••• I••••••••• P•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P••• D••• I••••••••• P•••••••• L•

CRD 324320

CHICAGO, IL

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Search this name across graphsid dfx:ria:5bfa117e-82d1-7f36-fbe9-97368154e676

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 11, 2022 to Jul 21, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.75 institutional_share=0.25 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $403M••• Locked
Discretionary RAUM: $403M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••• 1••• F•••• L•	Hedge Fund	$232M	Jul 1, 2024	1	Mar 30, 2023	reported	021-247547
P••• D••• E••••• F•••• L•	Hedge Fund	$55.2M	Jul 1, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• M••••••• W•••••	Member	E	yes	09/2022	Dec 11, 2022	Jul 1, 2024
D••••••••• M••••••• W•••••	Founder	Na	yes	09/2022	Dec 11, 2022	Jul 1, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••• D••• I••••••••• P••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$403M	$426M	-5.4%	n/a	n/a	6	6	0	0

Relationships

Advises (3)

→ P••• D••• E••••• F•••• L•Private fundHedge Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ P••• 1••• F•••• L•Private fundHedge Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ P••• D••• E••••• T••••••••• F•••• L•Private fundHedge Fund, IA
Mar 30, 2024 to presentfactForm ADV

Controls (3)

Dated events

Occurred
Dec 11, 2022
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5bfa117e-82d1-7f36-fbe9-97368154e676
First observed: Dec 11, 2022
Last observed: Jul 21, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.