DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••• D••• I••••••••• P•••••••• L•
Latest filing Jul 21, 2026
First filing on the tape Dec 11, 2022 · 12 filings
SEC status approved since Jan 10, 2023
RAUM
$403M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$403M as of Jul 21, 2026
Mar 30, 2024$355M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 21, 2026
Mar 30, 20240 then
Employees (5.A)6 as of Jul 21, 2026
Mar 30, 20245 then
Private funds3 as of Jul 21, 2026
Mar 30, 20243 then
RAUM -5.4% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $57.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $299M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$303M75%
- Pension and profit-sharing plans$100M25%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 4reported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $299M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.75 institutional_share=0.25 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••• 1••• F•••• L• | Hedge Fund | $232M | 1 | Mar 30, 2023 |
| P••• D••• E••••• F•••• L• | Hedge Fund | $55.2M | 7 | Mar 30, 2023 |
| P••• D••• E••••• T••••••••• F•••• L• | Hedge Fund | $2.0M | 1 | Mar 30, 2024 |
Owners and control persons
Schedule A and B, latest filing
- D••••••••• M••••••• W••••• · Foundercontrolsince 09/2022 · owns less than 5%
- N••••••••• D••••• R•••••• · Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
- D••••••••• M••••••• W••••• · Membercontrolsince 09/2022 · owns 75% or more of P••• D••• G• L••
Entity owners
- P••• D••• G• L•• · General Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- P••• D••• I••••••••• P••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jul 21, 2026institutional share of RAUM of 25% against a peer median of 0% (1567 comparable advisers, 99.0th percentile, 8.4 robust deviations)peers: asset managers, $100M to $500M (1,567) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 8 to 7Oct 8, 2025 to Mar 19, 2026
- Pension plan clients · 6 to 4Oct 8, 2025 to Mar 19, 2026
- Pooled vehicle clients · 2 to 3Oct 8, 2025 to Mar 19, 2026
- Assets in custody · $318M to $299MOct 8, 2025 to Mar 19, 2026
- Discretionary RAUM · $426M to $403MOct 8, 2025 to Mar 19, 2026
- Pension RAUM · $108M to $100MOct 8, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $318M to $303MOct 8, 2025 to Mar 19, 2026
- RAUM · $426M to $403MOct 8, 2025 to Mar 19, 2026
- Accounts · 6 to 8Jul 1, 2024 to Mar 28, 2025
- Advisory employees · 3 to 4Jul 1, 2024 to Mar 28, 2025
- Pension plan clients · 4 to 6Jul 1, 2024 to Mar 28, 2025
- Pooled vehicle clients · 3 to 2Jul 1, 2024 to Mar 28, 2025
- Assets in custody · $287M to $318MJul 1, 2024 to Mar 28, 2025
- Employees · 5 to 6Jul 1, 2024 to Mar 28, 2025
- Financial planning clients · 1-10 to 1-10Jul 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $355M to $426MJul 1, 2024 to Mar 28, 2025
- Pension RAUM · $67.3M to $108MJul 1, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $287M to $318MJul 1, 2024 to Mar 28, 2025
- RAUM · $355M to $426MJul 1, 2024 to Mar 28, 2025
- Accounts · 5 to 6Apr 20, 2023 to Mar 30, 2024
- Business name · P••• D••• C•••••• P•••••••• L••• to P••• D••• I••••••••• P•••••••• L•Apr 20, 2023 to Mar 30, 2024
- Charity clients · 1.0 to unsetApr 20, 2023 to Mar 30, 2024
- Pension plan clients · 2 to 4Apr 20, 2023 to Mar 30, 2024
- Pooled vehicle clients · 2 to 3Apr 20, 2023 to Mar 30, 2024
- Assets in custody · $272M to $287MApr 20, 2023 to Mar 30, 2024
- Financial planning clients · unset to 1-10Apr 20, 2023 to Mar 30, 2024
- Private funds · 2 to 3Apr 20, 2023 to Mar 30, 2024
- Discretionary RAUM · $321M to $355MApr 20, 2023 to Mar 30, 2024
- Pension RAUM · $33.8M to $67.3MApr 20, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $272M to $287MApr 20, 2023 to Mar 30, 2024
- RAUM · $321M to $355MApr 20, 2023 to Mar 30, 2024
- Legal name · P••• D••• C•••••• P•••••••• L••• to P••• D••• I••••••••• P•••••••• L•Mar 30, 2023 to Apr 4, 2023
- Accounts · unset to 5.0Dec 13, 2022 to Mar 30, 2023
- Advisory employees · 2 to 3Dec 13, 2022 to Mar 30, 2023
- Advisory activities · 1 to 2Dec 13, 2022 to Mar 30, 2023
- Charity clients · unset to 1.0Dec 13, 2022 to Mar 30, 2023
- Pension plan clients · unset to 2.0Dec 13, 2022 to Mar 30, 2023
- Pooled vehicle clients · unset to 2.0Dec 13, 2022 to Mar 30, 2023
- Assets in custody · unset to 271631813.0Dec 13, 2022 to Mar 30, 2023
- Custody of client assets · false to trueDec 13, 2022 to Mar 30, 2023
Signals
1 dated events
- P••• D••• C•••••• P•••••••• L••• filed its initial SEC registration (Form ADV)Dec 11, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/palodurocapitalpartners/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- p•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-264-4670reportedpublic record, Form ADV, Jul 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026