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RIA / WealthAdvisordual registered (broker-dealer)49 years in industry

JEFFREY ALAN DUNCAN

Advisor at HORNOR, TOWNSEND & KENT, LLC

Lafayette, TN

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Search this name across graphsid dfx:ria:5bfe46b9-4a88-218a-10a2-f4aaa2e82db9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 20, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HORNOR, TOWNSEND & KENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1977earliest registration or exam on IAPD
Years in industry: 49derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 15, 2010
First registration: Jan 20, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 2913202

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	May 20, 2024	n/a	yes	Lafayette, TN	Current employment
TRIUMPH WEALTH ADVISORS, INC.	Former SEC adviser	Aug 16, 2019	May 20, 2024	no	Lafayette, TN\|ACWORTH, GA	Previous registration
TRIUMPH WEALTH ADVISORS, INC.	Former SEC adviser	Nov 1, 2016	Jun 20, 2019	no	Lafayette, TN\|ACWORTH, GA	Previous registration
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Jan 14, 2013	Nov 1, 2016	no	LAFAYETTE, TN\|CINCINNATI, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 22, 2011	Jan 28, 2013	no	LAFAYETTE, TN\|GAITHERSBURG, MD\|LAFAYETTE, TN	Previous registration
EDWARD JONES	National bd RIA	Jan 20, 2010	Nov 23, 2011	no	ST LOUIS, MO\|LAFAYETTE, TN\|LAFAYETTE, TN\|CARTHAGE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRIUMPH WEALTH ADVISORS, INC.	HORNOR, TOWNSEND & KENT, LLC	May 20, 2024	May 20, 2024	0	Firm change	RIA to ibd
ON INVESTMENT MANAGEMENT CO	TRIUMPH WEALTH ADVISORS, INC.	Nov 1, 2016	Nov 1, 2016	0	Firm change	Other
LPL FINANCIAL LLC	ON INVESTMENT MANAGEMENT CO	Jan 28, 2013	Jan 14, 2013	-14	Firm change	Other
EDWARD JONES	LPL FINANCIAL LLC	Nov 23, 2011	Nov 22, 2011	-1	Firm change	Other

Relationships

Registered with (5)

→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: current employment
May 20, 2024 to presentfactForm ADV
→ TRIUMPH WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Aug 16, 2019 to May 20, 2024factForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Jan 14, 2013 to Nov 1, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 22, 2011 to Jan 28, 2013factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 20, 2010 to Nov 23, 2011factForm ADV

Dated events

Occurred
May 20, 2024
Advisor changed firm
Jeffrey Alan Duncan left Triumph Wealth Advisors, Inc. for Hornor, Townsend & Kent, Llc (registered 2024-05-20)
Form ADVobserved 6 days ago