This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$114MItem 5.F on the latest filing (2026-09-18); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$114M

Private client RAUM

$114MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$38.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

3

Offices

1Schedule D 1.F, beyond the principal office

Accounts

622

Individual clients

226

High net worth clients

27

SEC number

801-137191

CRD

321165

Filings on the tape

2

First filed

Sep 15, 2026

Latest filed

Sep 18, 2026

Organised

Limited Liability Company, MI

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5c047a39-cf96-10b7-c43e-3d2b998fe708

First observed

Sep 15, 2026

Last observed

Sep 18, 2026 2 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.