DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•••••• A••••••• G•••• L••
Wexford, PA | SAINT JOSEPH, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•••••• A••••••• G•••• L•• | Former SEC adviser | Nov 7, 2022 | n/a | yes | Wexford, PA|SAINT JOSEPH, MI | Current employment |
| C••••• S••••• A•••••••• I••• | Former SEC adviser | Mar 18, 2015 | Nov 1, 2022 | no | BERLIN, PA|PITTSBURGH, PA|NASHVILLE, TN|BERLIN, PA|PITTSBURGH, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• S••••• A•••••••• I••• | L•••••• A••••••• G•••• L•• | Nov 1, 2022 | Nov 7, 2022 | 6 | Firm change | Other |
| B••••••••• C•••••• M••••••••• L•• | C••••• S••••• A•••••••• I••• | Mar 16, 2015 | Mar 18, 2015 |
| B••••••••• C•••••• M••••••••• L•• | Independent wealth | Apr 21, 2011 | Mar 16, 2015 | no | PITTSBURGH, PA|BERLIN, PA|WHEATON, IL | Previous registration |
| Q•• F•••••••• L•• | n/a | Mar 23, 2010 | Feb 11, 2011 | no | OMAHA, NE|BERLIN, PA | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Aug 13, 2002 | Mar 19, 2007 | no | PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| 2 |
| Firm change |
| Other |
| Q•• F•••••••• L•• | B••••••••• C•••••• M••••••••• L•• | Feb 11, 2011 | Apr 21, 2011 | 69 | Firm change | Other |
| N•• E•••••• S••••••••• C••••••••• | Q•• F•••••••• L•• | Mar 19, 2007 | Mar 23, 2010 | 1,100 | Firm change after gap | Other |