DFX Intelligence

P••••••• P•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

P••••••• P•••••••• L•••

CRD 311282

MELBOURNE, VICTORIA

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Search this name across graphs

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 17
On other graphs: 1
Observed: Oct 26, 2020 to Mar 31, 2026
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P••••••• P•••••••• L•••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.69 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $773M••• Locked
Discretionary RAUM: $625M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••• P••••••• G••••• L•••••• F•••• L•••	Private Equity Fund	$32.2M	Mar 31, 2026	7	Jul 13, 2021	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• S••••••• P••••	FOUNDING PARTNER	C	yes	01/2019	Oct 26, 2020	Oct 21, 2024
B••••• S••••••• P••••	Member	C	yes	01/2019	Oct 26, 2020	Oct 21, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••••• P••••••• A• G•• L•••	n/a	n/a	n/a	N	yes	n/a
P••••••• P••••••• B• G•• L•••	n/a	n/a	n/a	N	yes	n/a
P••••••• P••••••• G••••• L•••••• F••• G• L•••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SHORT HILLS	Nj	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$773M	$502M	54.0%	$426M	22.0%	9	9	1	1

Relationships

Advises (1)

→ P••••••• P••••••• G••••• L•••••• F•••• L•••Private fundPrivate Equity Fund, IA
Jul 13, 2021 to presentfactForm ADV

Controls (4)

← O••••••••• J••••••OwnerMEMBER, ownership code C, individual
Oct 26, 2020 to Oct 21, 2024factForm ADV
← S•••••• D••••• J•••OwnerMEMBER, ownership code C, individual
Oct 26, 2020 to Oct 21, 2024factForm ADV
← B••••• S••••••• P••••OwnerMEMBER, ownership code C, individual

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
31 Mar 2026
Ria ownership band change4 events
P••••••• P•••••••• L•••: ria ownership band change, 4 events, on 31 Mar 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
31 Mar 2026
Ria office opened
••• Locked
Form ADV
Occurred
31 Mar 2026
Ria office closed
••• Locked
Form ADV
Occurred
31 Mar 2026
Ria indirect owner change
••• Locked
Form ADV
Occurred
31 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$249M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 26, 2020
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 11 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S•••• M••• I••••• P••••••• L••	LIMITED PARTNER	Na	no	02/2019	Mar 31, 2023	Oct 21, 2024