DFX Intelligence
RIA Intelligence
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SEC-registered adviser
P••••••• P•••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Oct 26, 2020 · 16 filings
SEC status approved since Jan 12, 2021
RAUM
$773M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$773M as of Mar 31, 2026
Mar 16, 2021$74.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 16, 20210 then
Employees (5.A)9 as of Mar 31, 2026
Mar 16, 20216 then
Private funds1 as of Mar 31, 2026
Mar 31, 20221 then
RAUM +54% over the last fiscal year+22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $17.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +54%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$534M69%
- Corporations and businesses$239M31%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 45reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.69 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••• P••••••• G••••• L•••••• F•••• L••• | Private Equity Fund | $21.1M | 7 | Jul 13, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B••••• S••••••• P•••• · Founding Partnercontrolsince 01/2019 · owns 25% to 50%
- O••••••••• J•••••• · Founding Partnercontrolsince 01/2019 · owns 25% to 50%
- S•••••• D••••• J••• · Founding Partner And Chief Compliance Officercontrolsince 01/2019 · owns 25% to 50%
- B••••• S••••••• P•••• · Membercontrolsince 01/2019 · owns 25% to 50% of P••••••• P••••••• H•••••••• L••••
- O••••••••• J•••••• · Membercontrolsince 01/2019 · owns 25% to 50% of P••••••• P••••••• H•••••••• L••••
- S•••••• D••••• J••• · Membercontrolsince 01/2019 · owns 25% to 50% of P••••••• P••••••• H•••••••• L••••
Entity owners
- P••••••• P••••••• H•••••••• L•••• · General Partnerdirect · owns less than 5%
- B••••••• P•• L•• · Trusteedirect · owns less than 5%
- G••••••• I••••••••• P••••••••• I• L••• · Limited Partnerdirect · owns less than 5%
- H••••• S••••••••• F••• · Limited Partnerdirect · owns 5% to 10%
- S•••• M••• I••••• P••••••• L•• · Limited Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- P••••••• P••••••• A• G•• L•••n
- P••••••• P••••••• B• G•• L•••n
- P••••••• P••••••• G••••• L•••••• F••• G• L•••investment adviserpooled vehicle sponsorn
- P••••••• P••••••• G• F••• L•••n
- P••••••• P••••••• R•• L•••n
Offices
Schedule D 1.F, the 25 largest
- Short Hills, NJ2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 65.0% to 81.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: asset managers, $500M to $1B (784)
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 80.0% to 31.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: asset managers, $500M to $1B (784)
What changed
consecutive filings, newest first
- Accounts · 33 to 45Jun 19, 2025 to Mar 31, 2026
- Pooled vehicle clients · 27 to 35Jun 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $385M to $625MJun 19, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $139M to $149MJun 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $303M to $534MJun 19, 2025 to Mar 31, 2026
- RAUM · $524M to $773MJun 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $98.2M to $303MMar 31, 2025 to Jun 19, 2025
- RAUM · $502M to $524MMar 31, 2025 to Jun 19, 2025
- Accounts · 34 to 33Mar 31, 2025 to Jun 19, 2025
- Corporate clients · 29 to 6Mar 31, 2025 to Jun 19, 2025
- Pooled vehicle clients · 5 to 27Mar 31, 2025 to Jun 19, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jun 19, 2025
- Discretionary RAUM · $324M to $385MMar 31, 2025 to Jun 19, 2025
- Non-discretionary RAUM · $178M to $139MMar 31, 2025 to Jun 19, 2025
- Accounts · 32 to 34Oct 21, 2024 to Mar 31, 2025
- Corporate clients · 27 to 29Oct 21, 2024 to Mar 31, 2025
- Employees · 7 to 9Oct 21, 2024 to Mar 31, 2025
- HQ state · unset to Oct 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $320M to $324MOct 21, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $142M to $178MOct 21, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $80.6M to $98.2MOct 21, 2024 to Mar 31, 2025
- RAUM · $462M to $502MOct 21, 2024 to Mar 31, 2025
- Accounts · 26 to 32Jul 7, 2023 to Mar 27, 2024
- Advisory employees · 6 to 5Jul 7, 2023 to Mar 27, 2024
- Corporate clients · 23 to 27Jul 7, 2023 to Mar 27, 2024
- Pooled vehicle clients · 3 to 5Jul 7, 2023 to Mar 27, 2024
- Employees · 8 to 7Jul 7, 2023 to Mar 27, 2024
- Discretionary RAUM · $300M to $320MJul 7, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $126M to $142MJul 7, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $47.6M to $80.6MJul 7, 2023 to Mar 27, 2024
- RAUM · $426M to $462MJul 7, 2023 to Mar 27, 2024
- Accounts · 12 to 26Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 4 to 6Mar 31, 2022 to Mar 31, 2023
- Corporate clients · 10 to 23Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 2 to 3Mar 31, 2022 to Mar 31, 2023
- Employees · 5 to 8Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $327M to $300MMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $41.0M to $126MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $27.6M to $47.6MMar 31, 2022 to Mar 31, 2023
- RAUM · $368M to $426MMar 31, 2022 to Mar 31, 2023
Signals
9 dated events
- P••••••• P•••••••• L••• reported RAUM $773.3M, up 48% from $524.1M (2025-06-19 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Ashton Charles Newhall (Managing Member) no longer on Schedule A of P••••••• P•••••••• L••• (listed 2023-06-22, absent 2023-07-05)Jul 5, 2023 · Control person left · inference
- Jin James Lim (Managing Member) no longer on Schedule A of P••••••• P•••••••• L••• (listed 2023-06-22, absent 2023-07-05)Jul 5, 2023 · Control person left · inference
- Carl Eric Thompson (Executive Vice President & Treasurer) no longer on Schedule A of P••••••• P•••••••• L••• (listed 2023-06-22, absent 2023-07-05)Jul 5, 2023 · Control person left · inference
- Ashton Charles Newhall (Managing Member) appeared on Schedule A of P••••••• P•••••••• L•••Mar 31, 2023 · Control person joined · fact
- Jin James Lim (Managing Member) appeared on Schedule A of P••••••• P•••••••• L•••Mar 31, 2023 · Control person joined · fact
- Eric Thompson (Executive Vice President & Treasurer) appeared on Schedule A of P••••••• P•••••••• L•••Mar 31, 2023 · Control person joined · fact
- P••••••• P•••••••• L••• reported RAUM $368.0M, up 137% from $155.2M (2021-07-13 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- P••••••• P•••••••• L••• filed its initial SEC registration (Form ADV)Oct 26, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••••• P•••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/potentum-partnersreportedpublic record, Form ADV, Sep 21, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- +61 488 221 334reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026