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Advisor at CHARLES SCHWAB & CO., INC.
Westlake, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Oct 6, 2022 | n/a | yes | Westlake, TX | Current employment |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | May 8, 2018 | Apr 22, 2019 | no | Southlake, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | May 8, 2018 | Oct 14, 2022 | no | Westlake, TX|Westlake, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE, INC. | CHARLES SCHWAB & CO., INC. | Oct 14, 2022 | Oct 6, 2022 | -8 | Channel change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Apr 22, 2019 | May 8, 2018 | -349 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111514:7870:TX:2019-04-22 | Apr 22, 2019 | May 8, 2018 | SOUTHLAKE, TX | Firm change after gap |