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CRD 147754
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| K•••••• A••••• M••••• | n/a | HOUSTON, TX | 18 | 40 | 1 | no |
| J••• H••••• M••••• | Chartered Financial Analyst | HOUSTON, TX | 18 | 34 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| H•••••••• M••••• F•••• L••• | Hedge Fund | $1.3M | Mar 29, 2018 | 14 | Mar 29, 2012 | dropped | 021-123350 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••••• A•••••• T••••• | MEMBER/BOARD OF MANAGERS | B | yes | 06/2008 | Mar 29, 2012 | Jun 6, 2024 |
| M•••••• J•••• H••••• | MEMBER/BOARD OF MANAGERS | C | yes | 06/2008 | Mar 29, 2012 | Jun 6, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 2 | -2 | 100.0% | 0 | 0 | 0 | 0 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $769M | $598M | 28.5% | $468M | 18.0% | 6 | 6 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A• C•••••• A••••••• | 2 | Jan 8, 2026 | Feb 9, 2026 | HOUSTON, TX | Team lift out | RIA to new firm | 50.0% |
| no |
| MEMBER/BOARD OF MANAGERS |
| D |
| yes |
| 06/2008 |
| Mar 29, 2012 |
| Jun 6, 2024 |
| G••••••• D••••• L••• | MEMBER/CHIEF COMPLIANCE OFFICER | Na | no | 06/2008 | Mar 29, 2012 | Jun 6, 2024 |
| Apr 15, 2026 |
| $769M |
| $769M |
| 6 |
| 2 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 25, 2025 | $598M | $491M | 6 | 3 | 0 | n/a | n/a |
| 2023 | Mar 18, 2024 | $536M | $435M | 6 | 3 | 0 | n/a | n/a |
| 2022 | Mar 23, 2023 | $468M | $376M | 6 | 3 | 0 | n/a | n/a |
| 2021 | Mar 22, 2022 | $407M | $338M | 6 | 3 | 0 | n/a | n/a |
| 2020 | Mar 23, 2021 | $446M | $422M | 6 | 3 | 0 | n/a | n/a |
| 2019 | Mar 31, 2020 | $498M | $461M | 6 | 3 | 0 | n/a | n/a |
| 2018 | Mar 25, 2019 | $438M | $407M | 6 | 3 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $588M | $550M | 6 | 3 | 1 | 1 | $1.3M |
| 2016 | Mar 27, 2017 | $567M | $528M | 6 | 3 | n/a | 1 | $1.2M |
| 2015 | Mar 28, 2016 | $548M | $517M | 6 | 3 | n/a | 1 | $1.2M |
| 2014 | Mar 24, 2015 | $736M | $706M | 7 | 4 | n/a | 1 | $215M |
| 2013 | Mar 24, 2014 | $862M | $819M | 7 | 4 | n/a | 1 | $286M |
| 2012 | Mar 25, 2013 | $741M | $717M | 9 | 6 | n/a | 1 | $247M |
| 2011 | Mar 29, 2012 | $539M | $505M | n/a | n/a | n/a | 1 | $116M |