This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$237MItem 5.F on the latest filing (2026-06-23); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$225M

Private client RAUM

$225MderivedItem 5.D individuals plus high net worth individuals

Private client share

95%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$118Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

63

Individual clients

0

High net worth clients

24

Custody, client assets

$166M

SEC number

801-134726

CRD

338956

Filings on the tape

6

First filed

Nov 17, 2025

Latest filed

Jun 23, 2026

Organised

Limited Liability Company, TX

Website

a3capitaladvisors.com

• Occurred

  Jan 8, 2026
  Team lift-out

  2 advisors left Hourglass Capital, LLC (Houston, TX) for A3 Capital Advisors within 13 days

  Form ADVobserved 5 days ago
  2 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8fde129c-12fd-a207-6366-78daf0f9f14e

First observed

Nov 17, 2025

Last observed

Jun 23, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.